{
  "crd_number": 168670,
  "slug": "old-ironsides-energy-llc-waltham-ma-168670",
  "primary_business_name": "OLD IRONSIDES ENERGY, LLC",
  "legal_name": "OLD IRONSIDES ENERGY, LLC",
  "dbas": [],
  "city": "Waltham",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-08-14",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-04-14",
  "carried_forward": false,
  "raum_total": 1214918402.0,
  "raum_discretionary": 1214918402.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 13,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 1214918402.0,
      "count": 10
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "MA"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/OLD-IRONSIDES-ENERGY-LLC",
    "https://oldironsidesenergy.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168670",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "WALTHAM",
  "url": "https://advisorcensus.com/firm/old-ironsides-energy-llc-waltham-ma-168670",
  "display_name": "Old Ironsides Energy, LLC",
  "summary": "Old Ironsides Energy, LLC is an SEC-registered investment advisory firm in Waltham, MA, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 14, 2026.",
  "citation": "AdvisorCensus. Old Ironsides Energy, LLC (CRD 168670): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Old Ironsides Energy, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Old Ironsides Energy, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Old Ironsides Energy, LLC located?",
      "a": "Old Ironsides Energy, LLC's principal office is in Waltham, MA, according to its Form ADV."
    },
    {
      "q": "Is Old Ironsides Energy, LLC registered with the SEC or a state?",
      "a": "Old Ironsides Energy, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 168670."
    },
    {
      "q": "How much does Old Ironsides Energy, LLC manage?",
      "a": "Old Ironsides Energy, LLC reports $1,214,918,402 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (100% discretionary)."
    },
    {
      "q": "How have Old Ironsides Energy, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Old Ironsides Energy, LLC: Regulatory assets under management: $1,414,960,562 in the October 2021 data and $1,214,918,402 in the October 2026 data, down 14%. Total employees: 22 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Old Ironsides Energy, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)."
    },
    {
      "q": "Does Old Ironsides Energy, LLC report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168670"
    },
    {
      "q": "Does Old Ironsides Energy, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 14, 2026 says: \"The minimum investment requirement for the Funds is $10,000,000, though the General Partner of a Fund has the discretion to accept investments of lesser amounts.\""
    },
    {
      "q": "What changed in Old Ironsides Energy, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $1,132,702,653 to $1,298,405,680 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1414960562.0,
      "total_employees": 22,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1917356441.0,
      "total_employees": 21,
      "filing_date": "2022-05-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1974966448.0,
      "total_employees": 19,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1423429267.0,
      "total_employees": 15,
      "filing_date": "2024-04-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1132702653.0,
      "total_employees": 14,
      "filing_date": "2025-05-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1214918402.0,
      "total_employees": 13,
      "filing_date": "2026-04-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $1,132,702,653 to $1,298,405,680 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 14, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$10,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum investment requirement for the Funds is $10,000,000, though the General Partner of a Fund has the discretion to accept investments of lesser amounts."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 10000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The minimum investment requirement for the Funds is $10,000,000, though the General Partner of a Fund has the discretion to accept investments of lesser amounts."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/old-ironsides-energy-llc-waltham-ma-168670.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 1214918402.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168670",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}