{ "crd_number": 323417, "slug": "old-forge-wealth-management-llc-warwick-ri-323417", "primary_business_name": "OLD FORGE WEALTH MANAGEMENT, LLC", "legal_name": "OLD FORGE WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Warwick", "state": "RI", "country": "United States", "cbsa_code": "39300", "metro": { "cbsa_code": "39300", "common_name": "Providence", "msa_name": "Providence-Warwick, RI-MA", "path": "/advisors/ri/providence" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2022-11-01", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-10-01", "carried_forward": false, "raum_total": 99000000.0, "raum_discretionary": 99000000.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 3, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 60210.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 58862912.0, "count": 220 }, "high_net_worth_individuals": { "raum": 38698708.0, "count": 24 }, "corporations_other_businesses": { "raum": 1378170.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "FL", "MA", "NE", "RI" ], "websites": [ "https://linkedin.com/in/shauntscott", "https://oldforgewealth.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323417", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "WARWICK", "url": "https://advisorcensus.com/firm/old-forge-wealth-management-llc-warwick-ri-323417", "display_name": "Old Forge Wealth Management, LLC", "summary": "Old Forge Wealth Management, LLC is a state-registered investment advisory firm in Warwick, RI, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated October 1, 2026.", "citation": "AdvisorCensus. Old Forge Wealth Management, LLC (CRD 323417): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services" ], "quick_answers": [ { "q": "How is Old Forge Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Old Forge Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Old Forge Wealth Management, LLC located?", "a": "Old Forge Wealth Management, LLC's principal office is in Warwick, RI, according to its Form ADV." }, { "q": "Is Old Forge Wealth Management, LLC registered with the SEC or a state?", "a": "Old Forge Wealth Management, LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 323417." }, { "q": "How much does Old Forge Wealth Management, LLC manage?", "a": "Old Forge Wealth Management, LLC reports $99,000,000 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary)." }, { "q": "What types of clients does Old Forge Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (220); high net worth individuals (24)." }, { "q": "Does Old Forge Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323417" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/old-forge-wealth-management-llc-warwick-ri-323417.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 220, "fewer_than_5": false, "raum": 58862912.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 24, "fewer_than_5": false, "raum": 38698708.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 60210.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 1378170.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323417", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }