# Ohiggins Asset Management Inc

> Ohiggins Asset Management Inc is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 107194
- Filed as: OHIGGINS ASSET MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107194
- AdvisorCensus page: https://advisorcensus.com/firm/ohiggins-asset-management-inc-107194

## Quick answers

**How is Ohiggins Asset Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Ohiggins Asset Management Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Ohiggins Asset Management Inc registered with the SEC or a state?**
Ohiggins Asset Management Inc is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 107194.

**How much does Ohiggins Asset Management Inc manage?**
Ohiggins Asset Management Inc reports $194,826,970 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (43% discretionary).

**How have Ohiggins Asset Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Ohiggins Asset Management Inc: Regulatory assets under management: $186,755,114 in the October 2021 data and $194,826,970 in the October 2026 data, up 4%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ohiggins Asset Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (29); high net worth individuals (13); corporations or other businesses not listed above (6).

**Which custodians does Ohiggins Asset Management Inc use?**
Ohiggins Asset Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and Vanguard Marketing Corporation as custodians holding 10% or more of its separately managed account assets.

**Does Ohiggins Asset Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107194

**What changed in Ohiggins Asset Management Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $152,318,948 to $194,826,970 (+28%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- Vanguard Marketing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $194,826,970
- Discretionary: $83,564,685
- Non-discretionary: $111,262,285

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $4,638,900 |
| High net worth individuals | 13 | $10,483,536 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 1 | $111,262,285 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 6 | $68,442,249 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ohiggins.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $186,755,114 | 5 | March 23, 2021 |
| October 2022 | $170,869,731 | 4 | March 17, 2022 |
| October 2023 | $144,963,080 | 4 | March 21, 2023 |
| October 2024 | $155,336,375 | 3 | March 20, 2024 |
| October 2025 | $152,318,948 | 3 | March 24, 2025 |
| October 2026 | $194,826,970 | 3 | March 31, 2026 |

Regulatory assets under management: $186,755,114 in the October 2021 data and $194,826,970 in the October 2026 data, up 4%.
Total employees: 5 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $152,318,948 to $194,826,970 (+28%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ohiggins Asset Management Inc (CRD 107194): Form ADV filing data as of October 2026.