# OFS CLO Management, LLC

> OFS CLO Management, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 288373
- Filed as: OFS CLO MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288373
- AdvisorCensus page: https://advisorcensus.com/firm/ofs-clo-management-llc-chicago-il-288373

## Quick answers

**How is OFS CLO Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), OFS CLO Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is OFS CLO Management, LLC located?**
OFS CLO Management, LLC's principal office is in Chicago, IL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is OFS CLO Management, LLC registered with the SEC or a state?**
OFS CLO Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288373.

**How much does OFS CLO Management, LLC manage?**
OFS CLO Management, LLC reports $743,903,277 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have OFS CLO Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for OFS CLO Management, LLC: Regulatory assets under management: $927,741,625 in the October 2021 data and $743,903,277 in the October 2026 data, down 20%. Total employees: 48 in October 2021 and 47 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does OFS CLO Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does OFS CLO Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288373

**What changed in OFS CLO Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $888,523,384 to $743,903,277 (-16%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $743,903,277
- Discretionary: $743,903,277
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $743,903,277 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 47 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Los Angeles, CA
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- ofsmanagement.com
- LinkedIn @OFS-CAPITAL-CORPORATION

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $927,741,625 | 48 | March 31, 2021 |
| October 2022 | $1,213,106,537 | 50 | March 31, 2022 |
| October 2023 | $1,366,479,908 | 50 | March 31, 2023 |
| October 2024 | $1,155,999,167 | 53 | March 29, 2024 |
| October 2025 | $888,523,384 | 50 | May 15, 2025 |
| October 2026 | $743,903,277 | 47 | March 31, 2026 |

Regulatory assets under management: $927,741,625 in the October 2021 data and $743,903,277 in the October 2026 data, down 20%.
Total employees: 48 in October 2021 and 47 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $888,523,384 to $743,903,277 (-16%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. OFS CLO Management, LLC (CRD 288373): Form ADV filing data as of October 2026.