# OFS CLO Management II, LLC

> OFS CLO Management II, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 323411
- Filed as: OFS CLO MANAGEMENT II, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323411
- AdvisorCensus page: https://advisorcensus.com/firm/ofs-clo-management-ii-llc-chicago-il-323411

## Quick answers

**How is OFS CLO Management II, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), OFS CLO Management II, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is OFS CLO Management II, LLC located?**
OFS CLO Management II, LLC's principal office is in Chicago, IL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is OFS CLO Management II, LLC registered with the SEC or a state?**
OFS CLO Management II, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323411.

**How much does OFS CLO Management II, LLC manage?**
OFS CLO Management II, LLC reports $1,306,586,954 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have OFS CLO Management II, LLC's assets and staff changed since 2023?**
In the Form ADV data for OFS CLO Management II, LLC: Regulatory assets under management: $298,094,535 in the October 2023 data and $1,306,586,954 in the October 2026 data, up 338%. Total employees: 50 in October 2023 and 47 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does OFS CLO Management II, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does OFS CLO Management II, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323411

**What changed in OFS CLO Management II, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,085,284,685 to $1,306,586,954 (+20%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,306,586,954
- Discretionary: $1,306,586,954
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $1,306,586,954 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (3 years)
- Employees: 47 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Los Angeles, CA
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- ofsmanagement.com
- LinkedIn @OFS-CAPITAL-CORPORATION

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $298,094,535 | 50 | June 15, 2023 |
| October 2024 | $303,532,230 | 53 | May 22, 2024 |
| October 2025 | $1,085,284,685 | 50 | May 16, 2025 |
| October 2026 | $1,306,586,954 | 47 | March 31, 2026 |

Regulatory assets under management: $298,094,535 in the October 2023 data and $1,306,586,954 in the October 2026 data, up 338%.
Total employees: 50 in October 2023 and 47 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,085,284,685 to $1,306,586,954 (+20%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. OFS CLO Management II, LLC (CRD 323411): Form ADV filing data as of October 2026.