# OFG Financial Services, Inc.

> OFG Financial Services, Inc. is an SEC-registered investment advisory firm in Topeka, KS, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 23940
- Filed as: OFG FINANCIAL SERVICES, INC.
- Also doing business as: MODERN ADVISOR GROUP, PATHWAY FINANCIAL SOLUTIONS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Topeka, KS
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/23940
- AdvisorCensus page: https://advisorcensus.com/firm/ofg-financial-services-inc-topeka-ks-23940

## Quick answers

**How is OFG Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), OFG Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is OFG Financial Services, Inc. located?**
OFG Financial Services, Inc.'s principal office is in Topeka, KS, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is OFG Financial Services, Inc. registered with the SEC or a state?**
OFG Financial Services, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 23940.

**How much does OFG Financial Services, Inc. manage?**
OFG Financial Services, Inc. reports $271,000,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (0% discretionary).

**How have OFG Financial Services, Inc.'s assets and staff changed since 2023?**
In the Form ADV data for OFG Financial Services, Inc.: Regulatory assets under management: $100,000,000 in the October 2023 data and $271,000,000 in the October 2026 data, up 171%. Total employees: 29 in October 2023 and 30 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does OFG Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (850); corporations or other businesses not listed above (5).

**Does OFG Financial Services, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/23940

**Does OFG Financial Services, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "OFG provides investment advisory services for individuals and corporations. OFG does not have a required minimum account size to open an account."

**What changed in OFG Financial Services, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 37 to 30.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: None

> OFG provides investment advisory services for individuals and corporations. OFG does not have a required minimum account size to open an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $271,000,000
- Discretionary: $0
- Non-discretionary: $271,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 850 | $210,000,000 |
| Corporations or other businesses not listed above | 5 | $61,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 30 total, 30 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, KS, MO, OK, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/23940

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- College Station, TX
- Overland Park, KS
- Salina, KS
- Topeka, KS

### Websites listed on Form ADV (Item 1.I)
- ofgfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $100,000,000 | 29 | April 5, 2023 |
| October 2024 | $196,000,000 | 33 | July 3, 2024 |
| October 2025 | $270,000,000 | 37 | July 29, 2025 |
| October 2026 | $271,000,000 | 30 | March 26, 2026 |

Regulatory assets under management: $100,000,000 in the October 2023 data and $271,000,000 in the October 2026 data, up 171%.
Total employees: 29 in October 2023 and 30 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 37 to 30.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. OFG Financial Services, Inc. (CRD 23940): Form ADV filing data as of October 2026.