# OFC Wealth Management

> OFC Wealth Management is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 133846
- Filed as: OFC WEALTH MANAGEMENT
- Legal name: OFC Financial Planning, LLC
- Also doing business as: OFC WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133846
- AdvisorCensus page: https://advisorcensus.com/firm/ofc-wealth-management-133846

## Quick answers

**How is OFC Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), OFC Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does OFC Wealth Management charge?**
Its Form ADV Part 2A brochure dated February 23, 2026 states: Flat fee: $3,000 to $10,000 (one-off financial planning and consulting engagements); Hourly rate: $500 an hour (one-off financial planning and consulting engagements). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is OFC Wealth Management registered with the SEC or a state?**
OFC Wealth Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 133846.

**How much does OFC Wealth Management manage?**
OFC Wealth Management reports $182,825,805 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (100% discretionary).

**How have OFC Wealth Management's assets and staff changed since 2024?**
In the Form ADV data for OFC Wealth Management: Regulatory assets under management: $122,186,318 in the October 2024 data and $182,825,805 in the October 2026 data, up 50%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does OFC Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (59); high net worth individuals (40).

**Which custodians does OFC Wealth Management use?**
OFC Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does OFC Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133846

**What changed in OFC Wealth Management's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $153,027,627 to $182,825,805 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 23, 2026)

- Flat fee: $3,000 to $10,000 (one-off financial planning and consulting engagements)

> For one-off financial planning and consulting engagements, Registrant’s planning and consulting fees are negotiable, but generally will range from $3,000 to $10,000 on a fixed fee basis,

- Hourly rate: $500 an hour (one-off financial planning and consulting engagements)

> For one-off financial planning and consulting engagements, Registrant’s planning and consulting fees are negotiable, but generally will range from $3,000 to $10,000 on a fixed fee basis, or on an hourly rate basis, ranging up to $500 per hour,

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $182,825,805
- Discretionary: $182,825,805
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 59 | $30,473,528 |
| High net worth individuals | 40 | $148,454,721 |
| Charitable organizations | Fewer than 5 | $3,303,917 |
| Corporations or other businesses not listed above | Fewer than 5 | $593,639 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Short Hills, NJ

### Websites listed on Form ADV (Item 1.I)
- ofcwealth.com
- Facebook @ofcwealthmanagement
- Instagram @ofcwealth
- LinkedIn @ofc-wealth-management
- X @ofcwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $122,186,318 | 2 | June 4, 2024 |
| October 2025 | $153,027,627 | 2 | February 27, 2025 |
| October 2026 | $182,825,805 | 2 | February 25, 2026 |

Regulatory assets under management: $122,186,318 in the October 2024 data and $182,825,805 in the October 2026 data, up 50%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $153,027,627 to $182,825,805 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. OFC Wealth Management (CRD 133846): Form ADV filing data as of October 2026.