# Octogone NA

> Octogone NA is an SEC-registered investment advisory firm in Miami, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 11, 2026.

- CRD: 322478
- Filed as: OCTOGONE NA
- Legal name: Octogone NA, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: September 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/322478
- AdvisorCensus page: https://advisorcensus.com/firm/octogone-na-miami-fl-322478

## Quick answers

**How is Octogone NA compensated?**
On its Form ADV (Item 5.E, October 2026), Octogone NA reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**How much does Octogone NA charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Up to $24,999,999: 1% a year; Above $25,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Octogone NA located?**
Octogone NA's principal office is in Miami, FL, according to its Form ADV.

**Is Octogone NA registered with the SEC or a state?**
Octogone NA is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322478.

**How much does Octogone NA manage?**
Octogone NA reports $469,675,904 in regulatory assets under management in its Form ADV filing dated September 11, 2026 (51% discretionary).

**How have Octogone NA's assets and staff changed since 2022?**
In the Form ADV data for Octogone NA: Regulatory assets under management: $361,147,329 in the October 2022 data and $469,675,904 in the October 2026 data, up 30%. Total employees: 13 in October 2022 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Octogone NA serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (55); individuals (other than high net worth individuals) (21); high net worth individuals (15).

**Which custodians does Octogone NA use?**
Octogone NA's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Banque Pictet & CIE SA, J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC as custodians holding 10% or more of its separately managed account assets.

**Does Octogone NA report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322478

**What changed in Octogone NA's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Up to $24,999,999: 1% a year
- Above $25,000,000: 0.75% a year

> Octogone’s overall advisory services and fee structure is outlined in the following chart: Total Assets Under Management Annual Fee $0 – $24,999,999 1.00% Over $25,000,000 0.75%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Banque Pictet & CIE SA
- J.P. Morgan Securities LLC
- Morgan Stanley & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $469,675,904
- Discretionary: $238,817,322
- Non-discretionary: $230,858,582

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $13,617,213 |
| High net worth individuals | 15 | $52,825,603 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $45,032,295 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 55 | $358,200,793 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- octogone.ch/en/miami
- LinkedIn @octogonegroup

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $361,147,329 | 13 | September 14, 2022 |
| October 2023 | $288,637,034 | 11 | September 26, 2023 |
| October 2024 | $378,571,749 | 9 | August 14, 2024 |
| October 2025 | $371,417,336 | 6 | May 12, 2025 |
| October 2026 | $469,675,904 | 6 | September 11, 2026 |

Regulatory assets under management: $361,147,329 in the October 2022 data and $469,675,904 in the October 2026 data, up 30%.
Total employees: 13 in October 2022 and 6 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in TX.

### March 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Regulatory assets under management went from $371,417,336 to $497,756,583 (+34%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Octogone NA (CRD 322478): Form ADV filing data as of October 2026.