# October Wealth Advisors, Inc

> October Wealth Advisors, Inc is an SEC-registered investment advisory firm in Fort Smith, AR, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 153993
- Filed as: OCTOBER WEALTH ADVISORS, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Smith, AR
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153993
- AdvisorCensus page: https://advisorcensus.com/firm/october-wealth-advisors-inc-fort-smith-ar-153993

## Quick answers

**How is October Wealth Advisors, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), October Wealth Advisors, Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does October Wealth Advisors, Inc charge?**
Its Form ADV Part 2A brochure dated February 11, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is October Wealth Advisors, Inc located?**
October Wealth Advisors, Inc's principal office is in Fort Smith, AR, according to its Form ADV.

**Is October Wealth Advisors, Inc registered with the SEC or a state?**
October Wealth Advisors, Inc is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 153993.

**How much does October Wealth Advisors, Inc manage?**
October Wealth Advisors, Inc reports $141,641,267 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (92% discretionary).

**How have October Wealth Advisors, Inc's assets and staff changed since 2022?**
In the Form ADV data for October Wealth Advisors, Inc: Regulatory assets under management: $125,297,657 in the October 2022 data and $141,641,267 in the October 2026 data, up 13%. Total employees: 3 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does October Wealth Advisors, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (137); high net worth individuals (23).

**Which custodians does October Wealth Advisors, Inc use?**
October Wealth Advisors, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does October Wealth Advisors, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153993

**What changed in October Wealth Advisors, Inc's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 11, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $3,000,000: 0.75% a year
- Above $3,000,000: 0.5% a year

> The annual fee schedule, based on a percentage of assets under management, is as follows: First $1,000,000 1.00% Next $2,000,000 0.75% Balance above $3,000,000 0.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $141,641,267
- Discretionary: $130,783,741
- Non-discretionary: $10,857,526

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 137 | $55,639,661 |
| High net worth individuals | 23 | $73,580,069 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Fewer than 5 | $1,443,458 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $10,978,079 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CO, LA, OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [octwealth.com](https://octwealth.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $125,297,657 | 3 | April 12, 2022 |
| October 2023 | $109,063,675 | 3 | August 7, 2023 |
| October 2024 | $112,474,433 | 3 | August 29, 2024 |
| October 2025 | $130,743,699 | 3 | March 4, 2025 |
| October 2026 | $141,641,267 | 2 | September 22, 2026 |

Regulatory assets under management: $125,297,657 in the October 2022 data and $141,641,267 in the October 2026 data, up 13%.
Total employees: 3 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in CO.

### December 2025
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. October Wealth Advisors, Inc (CRD 153993): Form ADV filing data as of October 2026.