# Octavia Wealth Advisors LLC

> Octavia Wealth Advisors LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 306909
- Filed as: OCTAVIA WEALTH ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306909
- AdvisorCensus page: https://advisorcensus.com/firm/octavia-wealth-advisors-llc-cincinnati-oh-306909

## Quick answers

**How is Octavia Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Octavia Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Octavia Wealth Advisors LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated July 2, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Octavia Wealth Advisors LLC located?**
Octavia Wealth Advisors LLC's principal office is in Cincinnati, OH, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Octavia Wealth Advisors LLC registered with the SEC or a state?**
Octavia Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306909.

**How much does Octavia Wealth Advisors LLC manage?**
Octavia Wealth Advisors LLC reports $2,153,480,679 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (82% discretionary).

**How have Octavia Wealth Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Octavia Wealth Advisors LLC: Regulatory assets under management: $881,099,729 in the October 2021 data and $2,153,480,679 in the October 2026 data, up 144%. Total employees: 35 in October 2021 and 45 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Octavia Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,212); high net worth individuals (460); pension and profit sharing plans (but not the plan participants or government pension plans) (96).

**Which custodians does Octavia Wealth Advisors LLC use?**
Octavia Wealth Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Octavia Wealth Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306909

**Does Octavia Wealth Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 2, 2026 says: "Octavia generally does not impose a minimum relationship size; however certain Independent Managers may impose a minimum fee."

**What changed in Octavia Wealth Advisors LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in WI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 2, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Investment advisory fees range up to 2.00% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.

> Octavia offers financial planning services either on an hourly basis or for a fixed fee. Hourly fees range up to $350. Fixed fees range up to $25,000.

> Fees for retirement plan advisory services are charged either an annual asset-based fee of up to 1.50% based on the market value of assets under management at the end of the calendar quarter or an annual fixed fee.

- Account minimum: None

> Octavia generally does not impose a minimum relationship size; however certain Independent Managers may impose a minimum fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,153,480,679
- Discretionary: $1,764,190,713
- Non-discretionary: $389,289,966

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3,212 | $709,029,306 |
| High net worth individuals | 460 | $1,083,588,712 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 96 | $327,849,782 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $1,044,549 |
| Corporations or other businesses not listed above | 35 | $31,968,330 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 45 total, 31 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Los Angeles, CA
- Miami, FL
- San Diego, CA
- Sarasota, FL

### Websites listed on Form ADV (Item 1.I)
- octaviawa.com
- Facebook @octaviawealth
- Instagram @octaviawealth
- LinkedIn @octavia-wealth-advisors
- X @OctaviaWealth
- YouTube @UCn4HigPzdG8j-K7Sf_ec73A

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $881,099,729 | 35 | September 22, 2021 |
| October 2022 | $1,168,618,178 | 41 | September 21, 2022 |
| October 2023 | $1,067,345,675 | 40 | February 15, 2023 |
| October 2024 | $1,443,996,191 | 42 | August 16, 2024 |
| October 2025 | $1,789,186,080 | 49 | February 21, 2025 |
| October 2026 | $2,153,480,679 | 45 | July 2, 2026 |

Regulatory assets under management: $881,099,729 in the October 2021 data and $2,153,480,679 in the October 2026 data, up 144%.
Total employees: 35 in October 2021 and 45 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in WI.

### February 2026
- Employees performing advisory functions went from 34 to 31.
- Regulatory assets under management went from $1,789,186,080 to $2,153,480,679 (+20%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Octavia Wealth Advisors LLC (CRD 306909): Form ADV filing data as of October 2026.