# Octant Quantitative Investment Management LLC

> Octant Quantitative Investment Management LLC is an SEC-registered investment advisory firm in Salt Lake City, UT, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 165355
- Filed as: OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Salt Lake City, UT
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165355
- AdvisorCensus page: https://advisorcensus.com/firm/octant-quantitative-investment-management-llc-salt-lake-city-ut-165355

## Quick answers

**How is Octant Quantitative Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Octant Quantitative Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Octant Quantitative Investment Management LLC charge?**
Its Form ADV Part 2A brochure dated February 19, 2026 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Octant Quantitative Investment Management LLC located?**
Octant Quantitative Investment Management LLC's principal office is in Salt Lake City, UT, according to its Form ADV.

**Is Octant Quantitative Investment Management LLC registered with the SEC or a state?**
Octant Quantitative Investment Management LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 165355.

**How much does Octant Quantitative Investment Management LLC manage?**
Octant Quantitative Investment Management LLC reports $128,239,819 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary).

**How have Octant Quantitative Investment Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Octant Quantitative Investment Management LLC: Regulatory assets under management: $219,395,745 in the October 2021 data and $128,239,819 in the October 2026 data, down 42%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Octant Quantitative Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Octant Quantitative Investment Management LLC use?**
Octant Quantitative Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC, Nationwide Fund Distributors LLC and Profunds Distributors, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Octant Quantitative Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165355

**What changed in Octant Quantitative Investment Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $109,961,183 to $128,239,819 (+17%). No longer lists an office in Jackson, WY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Asset-based fee: 1.5% of assets a year

> All Assets Under Management 1.50%

> Asset based fees charged for our asset management services are listed in the box above and are charged based on a percentage of assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC
- Nationwide Fund Distributors LLC
- Profunds Distributors, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $128,239,819
- Discretionary: $128,239,819
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $139,475 |
| High net worth individuals | 6 | $7,050,732 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $5,370,562 |
| Charitable organizations | Fewer than 5 | $2,379,805 |
| Other investment advisers | Fewer than 5 | $113,299,245 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [octantqim.com](https://octantqim.com)
- LinkedIn @octant-quantitative-investment-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $219,395,745 | 3 | February 26, 2021 |
| October 2022 | $357,645,753 | 3 | March 11, 2022 |
| October 2023 | $166,154,929 | 3 | April 5, 2023 |
| October 2024 | $156,514,988 | 3 | February 27, 2024 |
| October 2025 | $109,961,183 | 3 | February 21, 2025 |
| October 2026 | $128,239,819 | 3 | February 19, 2026 |

Regulatory assets under management: $219,395,745 in the October 2021 data and $128,239,819 in the October 2026 data, down 42%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $109,961,183 to $128,239,819 (+17%).
- No longer lists an office in Jackson, WY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Octant Quantitative Investment Management LLC (CRD 165355): Form ADV filing data as of October 2026.