{
  "crd_number": 165355,
  "slug": "octant-quantitative-investment-management-llc-salt-lake-city-ut-165355",
  "primary_business_name": "OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC",
  "legal_name": "OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC",
  "dbas": [],
  "city": "Salt Lake City",
  "state": "UT",
  "country": "United States",
  "cbsa_code": "41620",
  "metro": {
    "cbsa_code": "41620",
    "common_name": "Salt Lake City",
    "msa_name": "Salt Lake City-Murray, UT",
    "path": "/advisors/ut/salt-lake-city"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-02-05",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-02-19",
  "carried_forward": false,
  "raum_total": 128239819.0,
  "raum_discretionary": 128239819.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2379805.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 139475.0,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 113299245.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 7050732.0,
      "count": 6
    },
    "pooled_investment_vehicles": {
      "raum": 5370562.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "UT",
    "WY"
  ],
  "websites": [
    "https://linkedin.com/company/octant-quantitative-investment-management",
    "https://octantqim.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165355",
  "city_as_filed": "SALT LAKE CITY",
  "url": "https://advisorcensus.com/firm/octant-quantitative-investment-management-llc-salt-lake-city-ut-165355",
  "display_name": "Octant Quantitative Investment Management LLC",
  "summary": "Octant Quantitative Investment Management LLC is an SEC-registered investment advisory firm in Salt Lake City, UT, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.",
  "citation": "AdvisorCensus. Octant Quantitative Investment Management LLC (CRD 165355): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Octant Quantitative Investment Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Octant Quantitative Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "How much does Octant Quantitative Investment Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 19, 2026 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Octant Quantitative Investment Management LLC located?",
      "a": "Octant Quantitative Investment Management LLC's principal office is in Salt Lake City, UT, according to its Form ADV."
    },
    {
      "q": "Is Octant Quantitative Investment Management LLC registered with the SEC or a state?",
      "a": "Octant Quantitative Investment Management LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 165355."
    },
    {
      "q": "How much does Octant Quantitative Investment Management LLC manage?",
      "a": "Octant Quantitative Investment Management LLC reports $128,239,819 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary)."
    },
    {
      "q": "How have Octant Quantitative Investment Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Octant Quantitative Investment Management LLC: Regulatory assets under management: $219,395,745 in the October 2021 data and $128,239,819 in the October 2026 data, down 42%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Octant Quantitative Investment Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (6); pooled investment vehicles (other than investment companies and business development companies) (1)."
    },
    {
      "q": "Which custodians does Octant Quantitative Investment Management LLC use?",
      "a": "Octant Quantitative Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC, Nationwide Fund Distributors LLC and Profunds Distributors, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Octant Quantitative Investment Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165355"
    },
    {
      "q": "What changed in Octant Quantitative Investment Management LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $109,961,183 to $128,239,819 (+17%). No longer lists an office in Jackson, WY."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 219395745.0,
      "total_employees": 3,
      "filing_date": "2021-02-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 357645753.0,
      "total_employees": 3,
      "filing_date": "2022-03-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 166154929.0,
      "total_employees": 3,
      "filing_date": "2023-04-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 156514988.0,
      "total_employees": 3,
      "filing_date": "2024-02-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 109961183.0,
      "total_employees": 3,
      "filing_date": "2025-02-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 128239819.0,
      "total_employees": 3,
      "filing_date": "2026-02-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $109,961,183 to $128,239,819 (+17%).",
        "No longer lists an office in Jackson, WY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "1.5% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1.5% of assets a year"
        ],
        "quotes": [
          "All Assets Under Management 1.50%",
          "Asset based fees charged for our asset management services are listed in the box above and are charged based on a percentage of assets under management."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 1.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "All Assets Under Management 1.50%",
      "Asset based fees charged for our asset management services are listed in the box above and are charged based on a percentage of assets under management."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Axos Clearing LLC",
      "name_as_filed": "AXOS CLEARING LLC",
      "affiliated": false
    },
    {
      "name": "Nationwide Fund Distributors LLC",
      "name_as_filed": "NATIONWIDE FUND DISTRIBUTORS LLC",
      "affiliated": false
    },
    {
      "name": "Profunds Distributors, Inc.",
      "name_as_filed": "PROFUNDS DISTRIBUTORS, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/octant-quantitative-investment-management-llc-salt-lake-city-ut-165355.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 139475.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 6,
      "fewer_than_5": false,
      "raum": 7050732.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 5370562.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 2379805.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 113299245.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165355",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}