# Octagon Finance LLC

> Octagon Finance LLC is an SEC-registered investment advisory firm in Charlottesville, VA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 289850
- Filed as: OCTAGON FINANCE LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlottesville, VA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289850
- AdvisorCensus page: https://advisorcensus.com/firm/octagon-finance-llc-charlottesville-va-289850

## Quick answers

**How is Octagon Finance LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Octagon Finance LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Octagon Finance LLC located?**
Octagon Finance LLC's principal office is in Charlottesville, VA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Octagon Finance LLC registered with the SEC or a state?**
Octagon Finance LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 289850.

**How much does Octagon Finance LLC manage?**
Octagon Finance LLC reports $184,092,581 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Octagon Finance LLC's assets and staff changed since 2021?**
In the Form ADV data for Octagon Finance LLC: Regulatory assets under management: $334,066,311 in the October 2021 data and $184,092,581 in the October 2026 data, down 45%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Octagon Finance LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9).

**Does Octagon Finance LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289850

**What changed in Octagon Finance LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $184,092,581
- Discretionary: $184,092,581
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 9 | $184,092,581 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- octagonfinance.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $334,066,311 | 7 | March 31, 2021 |
| October 2022 | $226,909,644 | 7 | March 30, 2022 |
| October 2023 | $209,659,043 | 7 | March 29, 2023 |
| October 2024 | $259,900,782 | 6 | March 28, 2024 |
| October 2025 | $193,814,498 | 6 | March 31, 2025 |
| October 2026 | $184,092,581 | 5 | March 31, 2026 |

Regulatory assets under management: $334,066,311 in the October 2021 data and $184,092,581 in the October 2026 data, down 45%.
Total employees: 7 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Octagon Finance LLC (CRD 289850): Form ADV filing data as of October 2026.