# Oceanis Financial Advisors, Inc.

> Oceanis Financial Advisors, Inc. is an SEC-registered investment advisory firm in Miami, FL, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 307787
- Filed as: OCEANIS FINANCIAL ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307787
- AdvisorCensus page: https://advisorcensus.com/firm/oceanis-financial-advisors-inc-miami-fl-307787

## Quick answers

**How is Oceanis Financial Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Oceanis Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Oceanis Financial Advisors, Inc. charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $1,000,000: 2% a year; $1,000,000 to $2,500,000: 1.75% a year; $2,500,000 to $5,000,000: 1.5% a year; $5,000,000 to $25,000,000: 1.25% a year; Above $25,000,000: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Oceanis Financial Advisors, Inc. located?**
Oceanis Financial Advisors, Inc.'s principal office is in Miami, FL, according to its Form ADV.

**Is Oceanis Financial Advisors, Inc. registered with the SEC or a state?**
Oceanis Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307787.

**How much does Oceanis Financial Advisors, Inc. manage?**
Oceanis Financial Advisors, Inc. reports $225,577,994 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Oceanis Financial Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Oceanis Financial Advisors, Inc.: Regulatory assets under management: $153,943,419 in the October 2021 data and $225,577,994 in the October 2026 data, up 47%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oceanis Financial Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); investment companies (23); high net worth individuals (21).

**Which custodians does Oceanis Financial Advisors, Inc. use?**
Oceanis Financial Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Oceanis Financial Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307787

**Does Oceanis Financial Advisors, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "OFA generally requires Client's managed assets to consist initially of cash and securities with a minimum asset value of no less than $50,000, unless OFA in its sole discretion, agrees to accept a Client's managed assets with a lesser value."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Up to $1,000,000: 2% a year
- $1,000,000 to $2,500,000: 1.75% a year
- $2,500,000 to $5,000,000: 1.5% a year
- $5,000,000 to $25,000,000: 1.25% a year
- Above $25,000,000: 1% a year

> Fee schedule: Assets Rate Up to $1M 2.00% $1M – $2.5M 1.75% $2.5 - $5M 1.50% $5M – $25M 1.25% Over $25M 1.00%

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> OFA generally requires Client's managed assets to consist initially of cash and securities with a minimum asset value of no less than $50,000, unless OFA in its sole discretion, agrees to accept a Client's managed assets with a lesser value.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $225,577,994
- Discretionary: $225,577,994
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $5,901,516 |
| High net worth individuals | 21 | $71,591,400 |
| Investment companies | 23 | $148,085,078 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (6 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- Facebook @category
- Instagram @oceanisfa
- LinkedIn @alberto-otero-043815b2
- X @OCEANISFA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,943,419 | 1 | February 23, 2021 |
| October 2022 | $193,939,405 | 2 | March 4, 2022 |
| October 2023 | $180,870,103 | 2 | March 8, 2023 |
| October 2024 | $200,730,117 | 2 | March 19, 2024 |
| October 2025 | $216,276,904 | 2 | February 18, 2025 |
| October 2026 | $225,577,994 | 2 | March 25, 2026 |

Regulatory assets under management: $153,943,419 in the October 2021 data and $225,577,994 in the October 2026 data, up 47%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oceanis Financial Advisors, Inc. (CRD 307787): Form ADV filing data as of October 2026.