# Oceanic Capital Management LLC

> Oceanic Capital Management LLC is a state-registered investment advisory firm in Red Bank, NJ, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.

- CRD: 146135
- Filed as: OCEANIC CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Red Bank, NJ
- Filing period: October 2026
- Form ADV filing dated: April 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/146135
- AdvisorCensus page: https://advisorcensus.com/firm/oceanic-capital-management-llc-red-bank-nj-146135

## Quick answers

**How is Oceanic Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oceanic Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Oceanic Capital Management LLC located?**
Oceanic Capital Management LLC's principal office is in Red Bank, NJ, according to its Form ADV.

**Is Oceanic Capital Management LLC registered with the SEC or a state?**
Oceanic Capital Management LLC is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 146135.

**How much does Oceanic Capital Management LLC manage?**
Oceanic Capital Management LLC reports $64,579,391 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (80% discretionary).

**What types of clients does Oceanic Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (81); high net worth individuals (12); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Does Oceanic Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146135

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $64,579,391
- Discretionary: $51,677,136
- Non-discretionary: $12,902,255

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 81 | $24,774,412 |
| High net worth individuals | 12 | $20,473,085 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $18,724,595 |
| Other | Fewer than 5 | $607,299 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2008 (18 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- oceaniccap.com
- Facebook @OceanicCapitalManagement
- LinkedIn @oceaniccap
- X @oceaniccap
- YouTube @UCyl57g89Ld3fFY-t_GI1anw

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oceanic Capital Management LLC (CRD 146135): Form ADV filing data as of October 2026.