{
  "crd_number": 338155,
  "slug": "oceana-investimentos-administradora-de-carteira-de-valores-mobi-rio-de-janeiro-rj-338155",
  "primary_business_name": "OCEANA INVESTIMENTOS ADMINISTRADORA DE CARTEIRA DE VALORES MOBI",
  "legal_name": "OCEANA INVESTIMENTOS ADMINISTRADORA DE CARTEIRA DE VALORES MOBI",
  "dbas": [],
  "city": "Rio de Janeiro, Rj",
  "state": null,
  "country": "Brazil",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2025-09-05",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-05",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [
    "https://linkedin.com/company/oceana-investimentos",
    "https://oceanainvestimentos.com.br"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338155",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "RIO DE JANEIRO, RJ",
  "url": "https://advisorcensus.com/firm/oceana-investimentos-administradora-de-carteira-de-valores-mobi-rio-de-janeiro-rj-338155",
  "display_name": "Oceana Investimentos Administradora de Carteira de Valores Mobi",
  "summary": "Oceana Investimentos Administradora de Carteira de Valores Mobi is an exempt reporting adviser in Rio de Janeiro, Rj, Brazil, filing reports since 2025. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Oceana Investimentos Administradora de Carteira de Valores Mobi (CRD 338155): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Oceana Investimentos Administradora de Carteira de Valores Mobi located?",
      "a": "Oceana Investimentos Administradora de Carteira de Valores Mobi's principal office is in Rio de Janeiro, Rj, Brazil, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "How does Oceana Investimentos Administradora de Carteira de Valores Mobi report to regulators?",
      "a": "Oceana Investimentos Administradora de Carteira de Valores Mobi is an exempt reporting adviser, filing reports since 2025. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 338155."
    },
    {
      "q": "Does Oceana Investimentos Administradora de Carteira de Valores Mobi report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338155"
    },
    {
      "q": "What changed in Oceana Investimentos Administradora de Carteira de Valores Mobi's recent Form ADV filings?",
      "a": "In the December 2025 filing data: Began filing reports as an exempt reporting adviser."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Began filing reports as an exempt reporting adviser."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/oceana-investimentos-administradora-de-carteira-de-valores-mobi-rio-de-janeiro-rj-338155.md",
  "clients": [],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338155",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}