# OCA Ventures, LLC

> OCA Ventures, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 7, 2026.

- CRD: 161160
- Filed as: OCA VENTURES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: April 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161160
- AdvisorCensus page: https://advisorcensus.com/firm/oca-ventures-llc-chicago-il-161160

## Quick answers

**How is OCA Ventures, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), OCA Ventures, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is OCA Ventures, LLC located?**
OCA Ventures, LLC's principal office is in Chicago, IL, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is OCA Ventures, LLC registered with the SEC or a state?**
OCA Ventures, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 161160.

**How much does OCA Ventures, LLC manage?**
OCA Ventures, LLC reports $316,423,456 in regulatory assets under management in its Form ADV filing dated April 7, 2026 (100% discretionary).

**What types of clients does OCA Ventures, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).

**Does OCA Ventures, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161160

**What changed in OCA Ventures, LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $316,423,456
- Discretionary: $316,423,456
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $316,423,456 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 15 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Palo Alto, CA

### Websites listed on Form ADV (Item 1.I)
- ocaventures.com
- LinkedIn @84516
- X @OCAVENTURES

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | April 7, 2021 |
| October 2022 | Not reported | Not reported | March 28, 2022 |
| October 2023 | Not reported | Not reported | March 31, 2023 |
| October 2024 | Not reported | Not reported | March 28, 2024 |
| October 2025 | Not reported | Not reported | March 26, 2025 |
| October 2026 | $316,423,456 | 15 | April 7, 2026 |


## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. OCA Ventures, LLC (CRD 161160): Form ADV filing data as of October 2026.