# OBP Capital

> OBP Capital is an SEC-registered investment advisory firm in Rocky Mount, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.

- CRD: 167619
- Filed as: OBP CAPITAL
- Legal name: OBP Capital LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rocky Mount, NC
- Filing period: October 2026
- Form ADV filing dated: May 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/167619
- AdvisorCensus page: https://advisorcensus.com/firm/obp-capital-rocky-mount-nc-167619

## Quick answers

**How is OBP Capital compensated?**
On its Form ADV (Item 5.E, October 2026), OBP Capital reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is OBP Capital located?**
OBP Capital's principal office is in Rocky Mount, NC, according to its Form ADV.

**Is OBP Capital registered with the SEC or a state?**
OBP Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 167619.

**How much does OBP Capital manage?**
OBP Capital reports $168,840,607 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary).

**How have OBP Capital's assets and staff changed since 2021?**
In the Form ADV data for OBP Capital: Regulatory assets under management: $250,743,980 in the October 2021 data and $168,840,607 in the October 2026 data, down 33%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does OBP Capital serve?**
By number of clients on Form ADV Item 5.D: investment companies (5).

**Does OBP Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167619

**What changed in OBP Capital's recent Form ADV filings?**
In the June 2026 filing data: Regulatory assets under management went from $78,500,605 to $168,840,607 (+115%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $168,840,607
- Discretionary: $168,840,607
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 5 | $168,840,607 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $250,743,980 | 1 | May 27, 2021 |
| October 2022 | $177,700,358 | 1 | June 27, 2022 |
| October 2023 | $117,469,789 | 2 | May 31, 2023 |
| October 2024 | $77,367,949 | 2 | May 22, 2024 |
| October 2025 | $78,500,605 | 2 | May 19, 2025 |
| October 2026 | $168,840,607 | 2 | May 26, 2026 |

Regulatory assets under management: $250,743,980 in the October 2021 data and $168,840,607 in the October 2026 data, down 33%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Regulatory assets under management went from $78,500,605 to $168,840,607 (+115%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. OBP Capital (CRD 167619): Form ADV filing data as of October 2026.