{
  "crd_number": 167619,
  "slug": "obp-capital-rocky-mount-nc-167619",
  "primary_business_name": "OBP CAPITAL",
  "legal_name": "OBP CAPITAL LLC",
  "dbas": [],
  "city": "Rocky Mount",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "40580",
  "metro": {
    "cbsa_code": "40580",
    "common_name": "Rocky Mount",
    "msa_name": "Rocky Mount, NC",
    "path": "/advisors/nc/rocky-mount"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-09-12",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-05-26",
  "carried_forward": false,
  "raum_total": 168840607.0,
  "raum_discretionary": 168840607.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 168840607.0,
      "count": 5
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167619",
  "city_as_filed": "ROCKY MOUNT",
  "url": "https://advisorcensus.com/firm/obp-capital-rocky-mount-nc-167619",
  "display_name": "OBP Capital",
  "summary": "OBP Capital is an SEC-registered investment advisory firm in Rocky Mount, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.",
  "citation": "AdvisorCensus. OBP Capital (CRD 167619): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is OBP Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), OBP Capital reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is OBP Capital located?",
      "a": "OBP Capital's principal office is in Rocky Mount, NC, according to its Form ADV."
    },
    {
      "q": "Is OBP Capital registered with the SEC or a state?",
      "a": "OBP Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 167619."
    },
    {
      "q": "How much does OBP Capital manage?",
      "a": "OBP Capital reports $168,840,607 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have OBP Capital's assets and staff changed since 2021?",
      "a": "In the Form ADV data for OBP Capital: Regulatory assets under management: $250,743,980 in the October 2021 data and $168,840,607 in the October 2026 data, down 33%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does OBP Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (5)."
    },
    {
      "q": "Does OBP Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167619"
    },
    {
      "q": "What changed in OBP Capital's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Regulatory assets under management went from $78,500,605 to $168,840,607 (+115%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 250743980.0,
      "total_employees": 1,
      "filing_date": "2021-05-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 177700358.0,
      "total_employees": 1,
      "filing_date": "2022-06-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 117469789.0,
      "total_employees": 2,
      "filing_date": "2023-05-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 77367949.0,
      "total_employees": 2,
      "filing_date": "2024-05-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 78500605.0,
      "total_employees": 2,
      "filing_date": "2025-05-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 168840607.0,
      "total_employees": 2,
      "filing_date": "2026-05-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Regulatory assets under management went from $78,500,605 to $168,840,607 (+115%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/obp-capital-rocky-mount-nc-167619.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 5,
      "fewer_than_5": false,
      "raum": 168840607.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167619",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}