# Obex Investments LLC

> Obex Investments LLC is a state-registered investment advisory firm, registered since 2002, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 118461
- Filed as: OBEX INVESTMENTS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118461
- AdvisorCensus page: https://advisorcensus.com/firm/obex-investments-llc-118461

## Quick answers

**How is Obex Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Obex Investments LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Obex Investments LLC registered with the SEC or a state?**
Obex Investments LLC is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 118461.

**How much does Obex Investments LLC manage?**
Obex Investments LLC reports $1,500,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Obex Investments LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2); corporations or other businesses not listed above (1).

**Does Obex Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118461

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,500,000
- Discretionary: $1,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 2 | $1,000,000 |
| Corporations or other businesses not listed above | 1 | $500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2002 (24 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- obexgroup.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Obex Investments LLC (CRD 118461): Form ADV filing data as of October 2026.