# Oberland Capital Management LLC

> Oberland Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 1, 2026.

- CRD: 169109
- Filed as: OBERLAND CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169109
- AdvisorCensus page: https://advisorcensus.com/firm/oberland-capital-management-llc-new-york-ny-169109

## Quick answers

**How is Oberland Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oberland Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Oberland Capital Management LLC located?**
Oberland Capital Management LLC's principal office is in New York, NY, according to its Form ADV; the August 2025 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Oberland Capital Management LLC registered with the SEC or a state?**
Oberland Capital Management LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 169109.

**How much does Oberland Capital Management LLC manage?**
Oberland Capital Management LLC reports $3,219,515,208 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary).

**How have Oberland Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Oberland Capital Management LLC: Regulatory assets under management: $1,956,485,617 in the October 2021 data and $3,219,515,208 in the October 2026 data, up 65%. Total employees: 16 in October 2021 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oberland Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (25); other investment advisers (1).

**Which custodians does Oberland Capital Management LLC use?**
Oberland Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Oberland Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169109

**What changed in Oberland Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 16 to 14. No longer lists an office in New York, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,219,515,208
- Discretionary: $3,219,515,208
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 25 | $3,202,475,198 |
| Other investment advisers | 1 | $17,040,010 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 23 total, 14 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2025 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- [oberlandcapital.com](https://oberlandcapital.com)
- LinkedIn @oberland-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,956,485,617 | 16 | March 31, 2021 |
| October 2022 | $2,241,610,624 | 19 | May 16, 2022 |
| October 2023 | $3,332,222,849 | 22 | June 14, 2023 |
| October 2024 | $3,120,630,599 | 27 | March 29, 2024 |
| October 2025 | $2,980,586,631 | 24 | July 9, 2025 |
| October 2026 | $3,219,515,208 | 23 | May 1, 2026 |

Regulatory assets under management: $1,956,485,617 in the October 2021 data and $3,219,515,208 in the October 2026 data, up 65%.
Total employees: 16 in October 2021 and 23 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 16 to 14.
- No longer lists an office in New York, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oberland Capital Management LLC (CRD 169109): Form ADV filing data as of October 2026.