{ "crd_number": 169109, "slug": "oberland-capital-management-llc-new-york-ny-169109", "primary_business_name": "OBERLAND CAPITAL MANAGEMENT LLC", "legal_name": "OBERLAND CAPITAL MANAGEMENT LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-04-06", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-05-01", "carried_forward": false, "raum_total": 3219515208.0, "raum_discretionary": 3219515208.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 23, "advisory_employees": 14, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other_investment_advisers": { "raum": 17040010.0, "count": 1, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 3202475198.0, "count": 25 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/oberland-capital", "https://oberlandcapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169109", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/oberland-capital-management-llc-new-york-ny-169109", "display_name": "Oberland Capital Management LLC", "summary": "Oberland Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 1, 2026.", "citation": "AdvisorCensus. Oberland Capital Management LLC (CRD 169109): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Oberland Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Oberland Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Oberland Capital Management LLC located?", "a": "Oberland Capital Management LLC's principal office is in New York, NY, according to its Form ADV; the August 2025 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Oberland Capital Management LLC registered with the SEC or a state?", "a": "Oberland Capital Management LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 169109." }, { "q": "How much does Oberland Capital Management LLC manage?", "a": "Oberland Capital Management LLC reports $3,219,515,208 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary)." }, { "q": "How have Oberland Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Oberland Capital Management LLC: Regulatory assets under management: $1,956,485,617 in the October 2021 data and $3,219,515,208 in the October 2026 data, up 65%. Total employees: 16 in October 2021 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Oberland Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (25); other investment advisers (1)." }, { "q": "Which custodians does Oberland Capital Management LLC use?", "a": "Oberland Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Oberland Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169109" }, { "q": "What changed in Oberland Capital Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 16 to 14. No longer lists an office in New York, NY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1956485617.0, "total_employees": 16, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2241610624.0, "total_employees": 19, "filing_date": "2022-05-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3332222849.0, "total_employees": 22, "filing_date": "2023-06-14" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3120630599.0, "total_employees": 27, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2980586631.0, "total_employees": 24, "filing_date": "2025-07-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3219515208.0, "total_employees": 23, "filing_date": "2026-05-01" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 16 to 14.", "No longer lists an office in New York, NY." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "J.P. Morgan Securities LLC", "name_as_filed": "J.P. MORGAN SECURITIES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/oberland-capital-management-llc-new-york-ny-169109.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 25, "fewer_than_5": false, "raum": 3202475198.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 1, "fewer_than_5": true, "raum": 17040010.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169109", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }