# Oath Planning, LLC

> Oath Planning, LLC is an SEC-registered investment advisory firm in Tulsa, OK, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 299187
- Filed as: OATH PLANNING, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299187
- AdvisorCensus page: https://advisorcensus.com/firm/oath-planning-llc-tulsa-ok-299187

## Quick answers

**How is Oath Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oath Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Oath Planning, LLC charge?**
Its Form ADV Part 2A brochure dated February 3, 2026 states: Hourly rate: $300 to $1,000 an hour (Additional financial services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Oath Planning, LLC located?**
Oath Planning, LLC's principal office is in Tulsa, OK, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Oath Planning, LLC registered with the SEC or a state?**
Oath Planning, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 299187.

**How much does Oath Planning, LLC manage?**
Oath Planning, LLC reports $284,681,416 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).

**How have Oath Planning, LLC's assets and staff changed since 2023?**
In the Form ADV data for Oath Planning, LLC: Regulatory assets under management: $103,189,578 in the October 2023 data and $284,681,416 in the October 2026 data, up 176%. Total employees: 6 in October 2023 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oath Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (444); high net worth individuals (58).

**Which custodians does Oath Planning, LLC use?**
Oath Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC, Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Oath Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299187

**Does Oath Planning, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 3, 2026 says: "Oath Planning requires a minimum account size of $300,000. We will consider waiving the $300,000 minimum on a case-by-case basis."

**What changed in Oath Planning, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $200,568,164 to $284,681,416 (+42%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 3, 2026)

- Account minimum: $300,000 (the brochure says it may be waived or negotiated)

> Oath Planning requires a minimum account size of $300,000. We will consider waiving the $300,000 minimum on a case-by-case basis.

- Hourly rate: $300 to $1,000 an hour (Additional financial services)

> For additional financial services, Oath Planning fees shall be charged on an hourly basis, ranging from $300 to $1,000 per hour, depending on the nature and complexity of Client’s circumstances

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $284,681,416
- Discretionary: $284,681,416
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 444 | $161,559,617 |
| High net worth individuals | 58 | $123,121,799 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, CO, CT, FL, IA, IL, IN, KS, KY, ME, MI, MO, MS, NC, NE, NY, OH, OK, PA, SC, TN, TX, UT, VA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Fayetteville, AR
- Round Rock, TX

### Websites listed on Form ADV (Item 1.I)
- oathplanning.com
- Facebook @oathplanning
- Instagram @oathplanning
- LinkedIn @oathplanning
- YouTube @UCAfGpUvqcphDwMcFtYWE2Gw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $103,189,578 | 6 | June 28, 2023 |
| October 2024 | $123,496,945 | 6 | July 2, 2024 |
| October 2025 | $200,568,164 | 6 | March 5, 2025 |
| October 2026 | $284,681,416 | 8 | February 3, 2026 |

Regulatory assets under management: $103,189,578 in the October 2023 data and $284,681,416 in the October 2026 data, up 176%.
Total employees: 6 in October 2023 and 8 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $200,568,164 to $284,681,416 (+42%).

### January 2026
- Registered or notice-filed in CA, CT, IN, KS, KY, ME, MI, MO, MS, PA, SC, UT, VA, WI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oath Planning, LLC (CRD 299187): Form ADV filing data as of October 2026.