{
  "crd_number": 299187,
  "slug": "oath-planning-llc-tulsa-ok-299187",
  "primary_business_name": "OATH PLANNING, LLC",
  "legal_name": "OATH PLANNING, LLC",
  "dbas": [],
  "city": "Tulsa",
  "state": "OK",
  "country": "United States",
  "cbsa_code": "46140",
  "metro": {
    "cbsa_code": "46140",
    "common_name": "Tulsa",
    "msa_name": "Tulsa, OK",
    "path": "/advisors/ok/tulsa"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-06-16",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-02-03",
  "carried_forward": false,
  "raum_total": 284681416.0,
  "raum_discretionary": 284681416.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 161559617.0,
      "count": 444
    },
    "high_net_worth_individuals": {
      "raum": 123121799.0,
      "count": 58
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "IA",
    "IL",
    "IN",
    "KS",
    "KY",
    "ME",
    "MI",
    "MO",
    "MS",
    "NC",
    "NE",
    "NY",
    "OH",
    "OK",
    "PA",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/oathplanning",
    "https://instagram.com/oathplanning?hl=en",
    "https://linkedin.com/in/oathplanning",
    "https://oathplanning.com",
    "https://youtube.com/channel/UCAfGpUvqcphDwMcFtYWE2Gw/videos"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299187",
  "city_as_filed": "TULSA",
  "url": "https://advisorcensus.com/firm/oath-planning-llc-tulsa-ok-299187",
  "display_name": "Oath Planning, LLC",
  "summary": "Oath Planning, LLC is an SEC-registered investment advisory firm in Tulsa, OK, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.",
  "citation": "AdvisorCensus. Oath Planning, LLC (CRD 299187): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Oath Planning, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Oath Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Oath Planning, LLC located?",
      "a": "Oath Planning, LLC's principal office is in Tulsa, OK, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Oath Planning, LLC registered with the SEC or a state?",
      "a": "Oath Planning, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 299187."
    },
    {
      "q": "How much does Oath Planning, LLC manage?",
      "a": "Oath Planning, LLC reports $284,681,416 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Oath Planning, LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Oath Planning, LLC: Regulatory assets under management: $103,189,578 in the October 2023 data and $284,681,416 in the October 2026 data, up 176%. Total employees: 6 in October 2023 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Oath Planning, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (444); high net worth individuals (58)."
    },
    {
      "q": "Which custodians does Oath Planning, LLC use?",
      "a": "Oath Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC, Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Oath Planning, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299187"
    },
    {
      "q": "Does Oath Planning, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 3, 2026 says: \"Oath Planning requires a minimum account size of $300,000. We will consider waiving the $300,000 minimum on a case-by-case basis.\""
    },
    {
      "q": "What changed in Oath Planning, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $200,568,164 to $284,681,416 (+42%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 103189578.0,
      "total_employees": 6,
      "filing_date": "2023-06-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 123496945.0,
      "total_employees": 6,
      "filing_date": "2024-07-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 200568164.0,
      "total_employees": 6,
      "filing_date": "2025-03-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 284681416.0,
      "total_employees": 8,
      "filing_date": "2026-02-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 6.",
        "Regulatory assets under management went from $200,568,164 to $284,681,416 (+42%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Registered or notice-filed in CA, CT, IN, KS, KY, ME, MI, MO, MS, PA, SC, UT, VA, WI."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 3, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$300,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $300,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Oath Planning requires a minimum account size of $300,000. We will consider waiving the $300,000 minimum on a case-by-case basis."
        ]
      }
    ],
    "quotes": [
      "Oath Planning requires a minimum account size of $300,000. We will consider waiving the $300,000 minimum on a case-by-case basis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Altruist Financial LLC",
      "name_as_filed": "ALTRUIST FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/oath-planning-llc-tulsa-ok-299187.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 444,
      "fewer_than_5": false,
      "raum": 161559617.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 58,
      "fewer_than_5": false,
      "raum": 123121799.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299187",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}