# Oasis Advisors

> Oasis Advisors is an SEC-registered investment advisory firm in Forest City, IA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 17, 2026.

- CRD: 335555
- Filed as: OASIS ADVISORS
- Legal name: Oasis Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Forest City, IA
- Filing period: October 2026
- Form ADV filing dated: June 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335555
- AdvisorCensus page: https://advisorcensus.com/firm/oasis-advisors-forest-city-ia-335555

## Quick answers

**How is Oasis Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Oasis Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Oasis Advisors located?**
Oasis Advisors' principal office is in Forest City, IA, according to its Form ADV; the July 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Oasis Advisors registered with the SEC or a state?**
Oasis Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335555.

**How much does Oasis Advisors manage?**
Oasis Advisors reports $277,687,094 in regulatory assets under management in its Form ADV filing dated June 17, 2026 (100% discretionary).

**How have Oasis Advisors' assets and staff changed since 2025?**
In the Form ADV data for Oasis Advisors: Regulatory assets under management: $0 in the October 2025 data and $277,687,094 in the October 2026 data. Total employees: 27 in October 2025 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oasis Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4,960); corporations or other businesses not listed above (63); high net worth individuals (27).

**Which custodians does Oasis Advisors use?**
Oasis Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Oasis Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335555

**Does Oasis Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "There is no account minimum for any of OASIS ADVISORS’ services."

**What changed in Oasis Advisors' recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 21 to 22.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: None

> There is no account minimum for any of OASIS ADVISORS’ services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $277,687,094
- Discretionary: $277,687,094
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4,960 | $265,027,692 |
| High net worth individuals | 27 | $4,624,997 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $3,718,135 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 63 | $4,316,270 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 27 total, 22 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, IA, IL, KS, LA, MN, NC, NE, NM, NV, OK, PA, TN, TX, UT, VA, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Athens, TX
- Flagstaff, AZ
- Gilbert, AZ
- Lynchburg, VA
- Wausau, WI

### Websites listed on Form ADV (Item 1.I)
- Facebook facebook.com
- Instagram @oasis_advisor
- LinkedIn @107855978
- X @AdvisorsOa74577

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 27 | June 23, 2025 |
| October 2026 | $277,687,094 | 27 | June 17, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $277,687,094 in the October 2026 data.
Total employees: 27 in October 2025 and 27 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 21 to 22.

### April 2026
- Regulatory assets under management went from $239,311,393 to $277,687,094 (+16%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Regulatory assets under management went from $0 to $239,311,393.
- Employees performing advisory functions went from 22 to 21.

### November 2025
- Changed its office addresses in Gilbert, AZ.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oasis Advisors (CRD 335555): Form ADV filing data as of October 2026.