{
  "crd_number": 168271,
  "slug": "oaktree-advisors-llc-coopersburg-pa-168271",
  "primary_business_name": "OAKTREE ADVISORS LLC",
  "legal_name": "OAKTREE ADVISORS LLC",
  "dbas": [],
  "city": "Coopersburg",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "10900",
  "metro": {
    "cbsa_code": "10900",
    "common_name": "Allentown",
    "msa_name": "Allentown-Bethlehem-Easton, PA-NJ",
    "path": "/advisors/pa/allentown"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-04-11",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-04-14",
  "carried_forward": false,
  "raum_total": 282764728.0,
  "raum_discretionary": 282764728.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 591970.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 53465835.0,
      "count": 242
    },
    "pension_profit_sharing": {
      "raum": 2831514.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 224913057.0,
      "count": 144
    },
    "corporations_other_businesses": {
      "raum": 962352.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NH",
    "NJ",
    "PA",
    "SC"
  ],
  "websites": [
    "https://facebook.com/OAKTREEADVISORSLLC",
    "https://linkedin.com/company/oaktree-advisors",
    "https://oaktree-online.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168271",
  "city_as_filed": "COOPERSBURG",
  "url": "https://advisorcensus.com/firm/oaktree-advisors-llc-coopersburg-pa-168271",
  "display_name": "Oaktree Advisors LLC",
  "summary": "Oaktree Advisors LLC is an SEC-registered investment advisory firm in Coopersburg, PA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 14, 2026.",
  "citation": "AdvisorCensus. Oaktree Advisors LLC (CRD 168271): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Oaktree Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Oaktree Advisors LLC reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Oaktree Advisors LLC located?",
      "a": "Oaktree Advisors LLC's principal office is in Coopersburg, PA, according to its Form ADV."
    },
    {
      "q": "Is Oaktree Advisors LLC registered with the SEC or a state?",
      "a": "Oaktree Advisors LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 168271."
    },
    {
      "q": "How much does Oaktree Advisors LLC manage?",
      "a": "Oaktree Advisors LLC reports $282,764,728 in regulatory assets under management in its Form ADV filing dated April 14, 2026 (100% discretionary)."
    },
    {
      "q": "How have Oaktree Advisors LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Oaktree Advisors LLC: Regulatory assets under management: $116,170,254 in the October 2024 data and $282,764,728 in the October 2026 data, up 143%. Total employees: 6 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Oaktree Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (242); high net worth individuals (144)."
    },
    {
      "q": "Which custodians does Oaktree Advisors LLC use?",
      "a": "Oaktree Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Oaktree Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168271"
    },
    {
      "q": "Does Oaktree Advisors LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 29, 2026 says: \"Oaktree Advisors requires each client seeking investment management services to place at least $500,000 with us. We may waive this account minimum under certain circumstances, in our discretion.\""
    },
    {
      "q": "What changed in Oaktree Advisors LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Registered or notice-filed in NJ, SC."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 116170254.0,
      "total_employees": 6,
      "filing_date": "2024-03-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 179250901.0,
      "total_employees": 6,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 282764728.0,
      "total_employees": 6,
      "filing_date": "2026-04-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in NJ, SC."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $179,250,901 to $282,764,728 (+58%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 29, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Oaktree Advisors requires each client seeking investment management services to place at least $500,000 with us. We may waive this account minimum under certain circumstances, in our discretion."
        ]
      }
    ],
    "quotes": [
      "Oaktree Advisors requires each client seeking investment management services to place at least $500,000 with us. We may waive this account minimum under certain circumstances, in our discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/oaktree-advisors-llc-coopersburg-pa-168271.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 242,
      "fewer_than_5": false,
      "raum": 53465835.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 144,
      "fewer_than_5": false,
      "raum": 224913057.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2831514.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 591970.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 962352.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/168271",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}