# Oaks Wealth Management

> Oaks Wealth Management is a state-registered investment advisory firm in Houston, TX, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 309759
- Filed as: OAKS WEALTH MANAGEMENT
- Legal name: OWM Advice and Asset Management Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309759
- AdvisorCensus page: https://advisorcensus.com/firm/oaks-wealth-management-houston-tx-309759

## Quick answers

**How is Oaks Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Oaks Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Oaks Wealth Management located?**
Oaks Wealth Management's principal office is in Houston, TX, according to its Form ADV.

**Is Oaks Wealth Management registered with the SEC or a state?**
Oaks Wealth Management is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309759.

**How much does Oaks Wealth Management manage?**
Oaks Wealth Management reports $30,434,840 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (99% discretionary).

**What types of clients does Oaks Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (14); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Does Oaks Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309759

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $30,434,840
- Discretionary: $30,202,040
- Non-discretionary: $232,800

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $6,778,241 |
| High net worth individuals | 14 | $23,423,799 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $232,800 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- oakswealthmanagement.com
- Facebook @oakswm
- LinkedIn @oaks-wealth-management

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oaks Wealth Management (CRD 309759): Form ADV filing data as of October 2026.