# Oakgrowth Wealth Management LLC

> Oakgrowth Wealth Management LLC is a state-registered investment advisory firm in Pasadena, CA, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 29, 2026.

- CRD: 311604
- Filed as: OAKGROWTH WEALTH MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: May 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311604
- AdvisorCensus page: https://advisorcensus.com/firm/oakgrowth-wealth-management-llc-pasadena-ca-311604

## Quick answers

**How is Oakgrowth Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oakgrowth Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Oakgrowth Wealth Management LLC located?**
Oakgrowth Wealth Management LLC's principal office is in Pasadena, CA, according to its Form ADV.

**Is Oakgrowth Wealth Management LLC registered with the SEC or a state?**
Oakgrowth Wealth Management LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 311604.

**How much does Oakgrowth Wealth Management LLC manage?**
Oakgrowth Wealth Management LLC reports $18,286,390 in regulatory assets under management in its Form ADV filing dated May 29, 2026 (0% discretionary).

**What types of clients does Oakgrowth Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (37); high net worth individuals (13); pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Oakgrowth Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311604

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $18,286,390
- Discretionary: $0
- Non-discretionary: $18,286,390

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $8,633,675 |
| High net worth individuals | 13 | $6,868,320 |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $2,784,395 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- oakgrowthwm.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oakgrowth Wealth Management LLC (CRD 311604): Form ADV filing data as of October 2026.