# Oak Tree Wealth Management

> Oak Tree Wealth Management is a state-registered investment advisory firm in Corpus Christi, TX, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 164685
- Filed as: OAK TREE WEALTH MANAGEMENT
- Legal name: Oak Tree Wealth Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Corpus Christi, TX
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/164685
- AdvisorCensus page: https://advisorcensus.com/firm/oak-tree-wealth-management-corpus-christi-tx-164685

## Quick answers

**How is Oak Tree Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Oak Tree Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Oak Tree Wealth Management located?**
Oak Tree Wealth Management's principal office is in Corpus Christi, TX, according to its Form ADV.

**Is Oak Tree Wealth Management registered with the SEC or a state?**
Oak Tree Wealth Management is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 164685.

**How much does Oak Tree Wealth Management manage?**
Oak Tree Wealth Management reports $13,400,000 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary).

**What types of clients does Oak Tree Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (78); high net worth individuals (3).

**Does Oak Tree Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/164685

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $13,400,000
- Discretionary: $13,400,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 78 | $9,500,000 |
| High net worth individuals | 3 | $3,900,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- otwm.net
- riskintake.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oak Tree Wealth Management (CRD 164685): Form ADV filing data as of October 2026.