# Oak Harvest Investment Services

> Oak Harvest Investment Services is an SEC-registered investment advisory firm in Houston, TX, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 173293
- Filed as: OAK HARVEST INVESTMENT SERVICES
- Legal name: Oak Harvest Investment Services, LLC
- Also doing business as: OAK HARVEST FINANCIAL GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/173293
- AdvisorCensus page: https://advisorcensus.com/firm/oak-harvest-investment-services-houston-tx-173293

## Quick answers

**How is Oak Harvest Investment Services compensated?**
On its Form ADV (Item 5.E, October 2026), Oak Harvest Investment Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Oak Harvest Investment Services located?**
Oak Harvest Investment Services' principal office is in Houston, TX, according to its Form ADV.

**Is Oak Harvest Investment Services registered with the SEC or a state?**
Oak Harvest Investment Services is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 173293.

**How much does Oak Harvest Investment Services manage?**
Oak Harvest Investment Services reports $1,136,761,287 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary).

**How have Oak Harvest Investment Services' assets and staff changed since 2021?**
In the Form ADV data for Oak Harvest Investment Services: Regulatory assets under management: $308,699,354 in the October 2021 data and $1,136,761,287 in the October 2026 data, up 268%. Total employees: 11 in October 2021 and 44 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oak Harvest Investment Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (564); high net worth individuals (404); charitable organizations (7).

**Which custodians does Oak Harvest Investment Services use?**
Oak Harvest Investment Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Oak Harvest Investment Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173293

**Does Oak Harvest Investment Services state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Our minimum requirement for opening or maintaining an account for our portfolio management services is generally $500,000. This minimum may be waived or reduced at the Advisor’s discretion."

**What changed in Oak Harvest Investment Services' recent Form ADV filings?**
In the May 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.H(1)(c)).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our minimum requirement for opening or maintaining an account for our portfolio management services is generally $500,000. This minimum may be waived or reduced at the Advisor’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,136,761,287
- Discretionary: $1,136,761,287
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 564 | $307,705,922 |
| High net worth individuals | 404 | $712,551,735 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $91,131,293 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 7 | $19,788,898 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $5,583,439 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 44 total, 19 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, CO, CT, FL, GA, IL, LA, MD, MI, MO, MT, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bigmarker.com/communities/oak-harvest-financial-group
- oakharvestfg.com
- oakharvestfg.com/go-go-sisterhood
- oakharvestfunds.com
- podbean.com/pw/pbblog-53qr8-459688
- podbean.com/pw/pbblog-766dj-d61482
- podbean.com/pw/pbblog-ryvbf-3c0ffc
- thegogosisterhood.com
- vimeo.com/user55876784
- Facebook @OAKHARVEST
- Facebook @TheGoGoSisterhood
- Facebook @TheRetirementIncomeShow
- Instagram @OAKHARVESTFG
- Instagram @the.gogosisterhood
- Instagram @theretirementincomeshow
- LinkedIn @oak-harvest-financial-group
- LinkedIn @oak-harvest-financial-group
- X @oakharvest
- YouTube @OakHarvestFunds
- YouTube @OakHarvestStockTalk
- YouTube @OakHarvestFinancialGroup
- YouTube @UCkLvOm9F5iC01-hHxRmUXpQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $308,699,354 | 11 | July 29, 2021 |
| October 2022 | $544,802,775 | 12 | September 14, 2022 |
| October 2023 | $555,008,461 | 16 | August 29, 2023 |
| October 2024 | $728,834,314 | 39 | August 14, 2024 |
| October 2025 | $940,834,408 | 39 | June 20, 2025 |
| October 2026 | $1,136,761,287 | 44 | April 22, 2026 |

Regulatory assets under management: $308,699,354 in the October 2021 data and $1,136,761,287 in the October 2026 data, up 268%.
Total employees: 11 in October 2021 and 44 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.H(1)(c)).

### April 2026
- Its Item 11 disclosure answers changed (now yes: 11.H(1)(c); now no: 11.H(2)).
- Employees performing advisory functions went from 22 to 19.
- Regulatory assets under management went from $940,834,408 to $1,136,761,287 (+21%).
- Registered or notice-filed in AL.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oak Harvest Investment Services (CRD 173293): Form ADV filing data as of October 2026.