{
  "crd_number": 173293,
  "slug": "oak-harvest-investment-services-houston-tx-173293",
  "primary_business_name": "OAK HARVEST INVESTMENT SERVICES",
  "legal_name": "OAK HARVEST INVESTMENT SERVICES, LLC",
  "dbas": [
    "OAK HARVEST FINANCIAL GROUP"
  ],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-05-22",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-04-22",
  "carried_forward": false,
  "raum_total": 1136761287.0,
  "raum_discretionary": 1136761287.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 44,
  "advisory_employees": 19,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 19788898.0,
      "count": 7
    },
    "individuals": {
      "raum": 307705922.0,
      "count": 564
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 91131293.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 712551735.0,
      "count": 404
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 5583439.0,
      "count": 2,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "IL",
    "LA",
    "MD",
    "MI",
    "MO",
    "MT",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://bigmarker.com/communities/oak-harvest-financial-group",
    "https://facebook.com/OAKHARVEST",
    "https://facebook.com/TheGoGoSisterhood",
    "https://facebook.com/TheRetirementIncomeShow",
    "https://instagram.com/OAKHARVESTFG",
    "https://instagram.com/the.gogosisterhood",
    "https://instagram.com/theretirementincomeshow",
    "https://linkedin.com/company/oak-harvest-financial-group",
    "https://linkedin.com/company/oak-harvest-financial-group/mycompany",
    "https://oakharvestfg.com",
    "https://oakharvestfg.com/go-go-sisterhood",
    "https://oakharvestfunds.com",
    "https://podbean.com/pw/pbblog-53qr8-459688",
    "https://podbean.com/pw/pbblog-766dj-d61482",
    "https://podbean.com/pw/pbblog-ryvbf-3c0ffc",
    "https://thegogosisterhood.com",
    "https://vimeo.com/user55876784?fe=sh&fl=pp",
    "https://x.com/oakharvest",
    "https://youtube.com/@OakHarvestFunds",
    "https://youtube.com/@OakHarvestStockTalk",
    "https://youtube.com/c/OakHarvestFinancialGroup",
    "https://youtube.com/channel/UCkLvOm9F5iC01-hHxRmUXpQ"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173293",
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/oak-harvest-investment-services-houston-tx-173293",
  "display_name": "Oak Harvest Investment Services",
  "summary": "Oak Harvest Investment Services is an SEC-registered investment advisory firm in Houston, TX, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 22, 2026.",
  "citation": "AdvisorCensus. Oak Harvest Investment Services (CRD 173293): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Oak Harvest Investment Services compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Oak Harvest Investment Services reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Oak Harvest Investment Services located?",
      "a": "Oak Harvest Investment Services' principal office is in Houston, TX, according to its Form ADV."
    },
    {
      "q": "Is Oak Harvest Investment Services registered with the SEC or a state?",
      "a": "Oak Harvest Investment Services is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 173293."
    },
    {
      "q": "How much does Oak Harvest Investment Services manage?",
      "a": "Oak Harvest Investment Services reports $1,136,761,287 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary)."
    },
    {
      "q": "How have Oak Harvest Investment Services' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Oak Harvest Investment Services: Regulatory assets under management: $308,699,354 in the October 2021 data and $1,136,761,287 in the October 2026 data, up 268%. Total employees: 11 in October 2021 and 44 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Oak Harvest Investment Services serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (564); high net worth individuals (404); charitable organizations (7)."
    },
    {
      "q": "Which custodians does Oak Harvest Investment Services use?",
      "a": "Oak Harvest Investment Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Oak Harvest Investment Services report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173293"
    },
    {
      "q": "Does Oak Harvest Investment Services state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"Our minimum requirement for opening or maintaining an account for our portfolio management services is generally $500,000. This minimum may be waived or reduced at the Advisor’s discretion.\""
    },
    {
      "q": "What changed in Oak Harvest Investment Services' recent Form ADV filings?",
      "a": "In the May 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.H(1)(c))."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 308699354.0,
      "total_employees": 11,
      "filing_date": "2021-07-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 544802775.0,
      "total_employees": 12,
      "filing_date": "2022-09-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 555008461.0,
      "total_employees": 16,
      "filing_date": "2023-08-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 728834314.0,
      "total_employees": 39,
      "filing_date": "2024-08-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 940834408.0,
      "total_employees": 39,
      "filing_date": "2025-06-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1136761287.0,
      "total_employees": 44,
      "filing_date": "2026-04-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.H(1)(c))."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Its Item 11 disclosure answers changed (now yes: 11.H(1)(c); now no: 11.H(2)).",
        "Employees performing advisory functions went from 22 to 19.",
        "Regulatory assets under management went from $940,834,408 to $1,136,761,287 (+21%).",
        "Registered or notice-filed in AL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our minimum requirement for opening or maintaining an account for our portfolio management services is generally $500,000. This minimum may be waived or reduced at the Advisor’s discretion."
        ]
      }
    ],
    "quotes": [
      "Our minimum requirement for opening or maintaining an account for our portfolio management services is generally $500,000. This minimum may be waived or reduced at the Advisor’s discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/oak-harvest-investment-services-houston-tx-173293.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 564,
      "fewer_than_5": false,
      "raum": 307705922.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 404,
      "fewer_than_5": false,
      "raum": 712551735.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 91131293.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 7,
      "fewer_than_5": false,
      "raum": 19788898.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 5583439.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173293",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}