# Oak Grove Capital, LLC

> Oak Grove Capital, LLC is an SEC-registered investment advisory firm in Holderness, NH, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 165465
- Filed as: OAK GROVE CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Holderness, NH
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165465
- AdvisorCensus page: https://advisorcensus.com/firm/oak-grove-capital-llc-holderness-nh-165465

## Quick answers

**How is Oak Grove Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oak Grove Capital, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Oak Grove Capital, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1.2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Oak Grove Capital, LLC located?**
Oak Grove Capital, LLC's principal office is in Holderness, NH, according to its Form ADV.

**Is Oak Grove Capital, LLC registered with the SEC or a state?**
Oak Grove Capital, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 165465.

**How much does Oak Grove Capital, LLC manage?**
Oak Grove Capital, LLC reports $871,011,954 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Oak Grove Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Oak Grove Capital, LLC: Regulatory assets under management: $293,158,530 in the October 2021 data and $871,011,954 in the October 2026 data, up 197%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oak Grove Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (85); individuals (other than high net worth individuals) (29); corporations or other businesses not listed above (1).

**Which custodians does Oak Grove Capital, LLC use?**
Oak Grove Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Oak Grove Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165465

**Does Oak Grove Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Oak Grove generally requires a minimum investment of $1,000,000, although this minimum may be waived or reduced in the Firm’s sole discretion based on individualized negotiations with a client or potential client."

**What changed in Oak Grove Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $616,226,706 to $871,011,954 (+41%). No longer lists an office in Cresskill, NJ. Registered or notice-filed in AZ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 1.2% of assets a year

> Investment management fees are payable quarterly, in advance, and are based on a percentage of the market value of assets under management on the last day of the previous quarter for a particular client: Oak Grove’s charges a flat 1.2% fee.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Oak Grove generally requires a minimum investment of $1,000,000, although this minimum may be waived or reduced in the Firm’s sole discretion based on individualized negotiations with a client or potential client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $871,011,954
- Discretionary: $871,011,954
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $10,144,015 |
| High net worth individuals | 85 | $809,464,210 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $51,403,729 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2017 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, MA, NH, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- oakgrovecapital.co
- oakgrovecapital.net
- oakgrovecapitalllc.co
- oakgrovecapitalllc.com
- Facebook @OAK-GROVE-CAPITAL
- LinkedIn @OAK-GROVE-CAPITAL-LLC
- X @OAKGROVECAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $293,158,530 | 3 | June 18, 2021 |
| October 2022 | $517,375,741 | 3 | March 31, 2022 |
| October 2023 | $169,087,436 | 2 | March 29, 2023 |
| October 2024 | $340,885,924 | 1 | July 16, 2024 |
| October 2025 | $616,226,706 | 2 | May 23, 2025 |
| October 2026 | $871,011,954 | 2 | March 30, 2026 |

Regulatory assets under management: $293,158,530 in the October 2021 data and $871,011,954 in the October 2026 data, up 197%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $616,226,706 to $871,011,954 (+41%).
- No longer lists an office in Cresskill, NJ.
- Registered or notice-filed in AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oak Grove Capital, LLC (CRD 165465): Form ADV filing data as of October 2026.