# Oak Family Advisors, LLC

> Oak Family Advisors, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 11, 2026.

- CRD: 141332
- Filed as: OAK FAMILY ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: June 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141332
- AdvisorCensus page: https://advisorcensus.com/firm/oak-family-advisors-llc-chicago-il-141332

## Quick answers

**How is Oak Family Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oak Family Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Oak Family Advisors, LLC located?**
Oak Family Advisors, LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Oak Family Advisors, LLC registered with the SEC or a state?**
Oak Family Advisors, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 141332.

**How much does Oak Family Advisors, LLC manage?**
Oak Family Advisors, LLC reports $621,000,000 in regulatory assets under management in its Form ADV filing dated June 11, 2026 (85% discretionary).

**How have Oak Family Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Oak Family Advisors, LLC: Regulatory assets under management: $310,400,000 in the October 2021 data and $621,000,000 in the October 2026 data, up 100%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oak Family Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (128); individuals (other than high net worth individuals) (72); corporations or other businesses not listed above (2).

**Which custodians does Oak Family Advisors, LLC use?**
Oak Family Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Oak Family Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141332

**What changed in Oak Family Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $534,000,000 to $621,000,000 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $621,000,000
- Discretionary: $526,000,000
- Non-discretionary: $95,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 72 | $20,000,000 |
| High net worth individuals | 128 | $553,000,000 |
| Charitable organizations | 1 | $46,000,000 |
| Corporations or other businesses not listed above | 2 | $2,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IL, MI, NC, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ofallc.com
- LinkedIn @oak-family-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $310,400,000 | 6 | July 22, 2021 |
| October 2022 | $419,800,000 | 7 | March 21, 2022 |
| October 2023 | $427,200,000 | 7 | March 27, 2023 |
| October 2024 | $495,800,000 | 7 | March 20, 2024 |
| October 2025 | $534,000,000 | 6 | March 17, 2025 |
| October 2026 | $621,000,000 | 6 | June 11, 2026 |

Regulatory assets under management: $310,400,000 in the October 2021 data and $621,000,000 in the October 2026 data, up 100%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $534,000,000 to $621,000,000 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oak Family Advisors, LLC (CRD 141332): Form ADV filing data as of October 2026.