# Oak City Investment Consulting

> Oak City Investment Consulting is an SEC-registered investment advisory firm in Wake Forest, NC, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 28, 2026.

- CRD: 162220
- Filed as: OAK CITY INVESTMENT CONSULTING
- Legal name: Oak City Consulting, LLC
- Also doing business as: OAK CITY INVESTMENT CONSULTING
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wake Forest, NC
- Filing period: October 2026
- Form ADV filing dated: July 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162220
- AdvisorCensus page: https://advisorcensus.com/firm/oak-city-investment-consulting-wake-forest-nc-162220

## Quick answers

**How is Oak City Investment Consulting compensated?**
On its Form ADV (Item 5.E, October 2026), Oak City Investment Consulting reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**How much does Oak City Investment Consulting charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Oak City Investment Consulting located?**
Oak City Investment Consulting's principal office is in Wake Forest, NC, according to its Form ADV.

**Is Oak City Investment Consulting registered with the SEC or a state?**
Oak City Investment Consulting is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162220.

**How much does Oak City Investment Consulting manage?**
Oak City Investment Consulting reports $1,431,568,150 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (12% discretionary).

**How have Oak City Investment Consulting's assets and staff changed since 2021?**
In the Form ADV data for Oak City Investment Consulting: Regulatory assets under management: $690,895,266 in the October 2021 data and $1,431,568,150 in the October 2026 data, up 107%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oak City Investment Consulting serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (32); charitable organizations (14).

**Which custodians does Oak City Investment Consulting use?**
Oak City Investment Consulting's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Commerce Bank, Fidelity Brokerage Services LLC, Regions Bank, Truist Securities, Inc. and U.S. Bancorp as custodians holding 10% or more of its separately managed account assets.

**Does Oak City Investment Consulting report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162220

**Does Oak City Investment Consulting state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "We do not require a minimum dollar amount to open and maintain an advisory account."

**What changed in Oak City Investment Consulting's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in LA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> The Firm’s standard maximum advisory fee is 1.00% annually; however, lower fees may be negotiated.

> The Firm’s advisory fees are structured either as (i) an annual percentage of assets under management (“AUM”) or (ii) a fixed annual fee, as agreed in writing with the Client.

- Account minimum: None

> We do not require a minimum dollar amount to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Commerce Bank
- Fidelity Brokerage Services LLC
- Regions Bank
- Truist Securities, Inc.
- U.S. Bancorp

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,431,568,150
- Discretionary: $170,972,542
- Non-discretionary: $1,260,595,608

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $19,967,582 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 14 | $1,411,600,568 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- oakcityconsulting.com
- oakcityic.com
- oakcityinvestmentconsulting.com
- vimeo.com/user138262058
- LinkedIn @oak-city-consulting

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $690,895,266 | 5 | March 9, 2021 |
| October 2022 | $775,550,602 | 6 | March 9, 2022 |
| October 2023 | $765,690,797 | 6 | March 15, 2023 |
| October 2024 | $782,530,591 | 6 | March 13, 2024 |
| October 2025 | $1,263,522,562 | 6 | March 14, 2025 |
| October 2026 | $1,431,568,150 | 6 | July 28, 2026 |

Regulatory assets under management: $690,895,266 in the October 2021 data and $1,431,568,150 in the October 2026 data, up 107%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in LA.

### April 2026
- Added the business name Oak City Investment Consulting.
- Regulatory assets under management went from $1,263,522,562 to $1,431,568,150 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oak City Investment Consulting (CRD 162220): Form ADV filing data as of October 2026.