# Oak Capital Advisors

> Oak Capital Advisors is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 25, 2026.

- CRD: 161316
- Filed as: OAK CAPITAL ADVISORS
- Legal name: Scott W. Hancock
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: January 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161316
- AdvisorCensus page: https://advisorcensus.com/firm/oak-capital-advisors-161316

## Quick answers

**How is Oak Capital Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Oak Capital Advisors reports these compensation arrangements: a percentage of assets under its management.

**How much does Oak Capital Advisors charge?**
Its Form ADV Part 2A brochure dated January 25, 2026 states: Asset-based fee: 0.26% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Oak Capital Advisors registered with the SEC or a state?**
Oak Capital Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 161316.

**How much does Oak Capital Advisors manage?**
Oak Capital Advisors reports $185,856,427 in regulatory assets under management in its Form ADV filing dated January 25, 2026 (100% discretionary).

**How have Oak Capital Advisors' assets and staff changed since 2021?**
In the Form ADV data for Oak Capital Advisors: Regulatory assets under management: $119,998,403 in the October 2021 data and $185,856,427 in the October 2026 data, up 55%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Oak Capital Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (25); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does Oak Capital Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161316

**What changed in Oak Capital Advisors' recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $164,981,207 to $185,856,427 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 25, 2026)

- Asset-based fee: 0.26% of assets a year

> The fee for services is 0.26% (26 basis points) of the market value of each client account at the end of each calendar quarter (the last business day of March, June, September and December) divided by four.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $185,856,427
- Discretionary: $185,856,427
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $18,453,157 |
| High net worth individuals | 25 | $149,635,585 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $7,916,353 |
| Charitable organizations | 1 | $6,484,438 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 2 | $3,366,894 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $119,998,403 | 1 | January 22, 2021 |
| October 2022 | $136,686,932 | 1 | January 7, 2022 |
| October 2023 | $116,870,070 | 1 | January 18, 2023 |
| October 2024 | $138,271,921 | 1 | January 29, 2024 |
| October 2025 | $164,981,207 | 1 | January 15, 2025 |
| October 2026 | $185,856,427 | 1 | January 25, 2026 |

Regulatory assets under management: $119,998,403 in the October 2021 data and $185,856,427 in the October 2026 data, up 55%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $164,981,207 to $185,856,427 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oak Capital Advisors (CRD 161316): Form ADV filing data as of October 2026.