{
  "crd_number": 161316,
  "slug": "oak-capital-advisors-161316",
  "primary_business_name": "OAK CAPITAL ADVISORS",
  "legal_name": "SCOTT W. HANCOCK",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-01-19",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-01-25",
  "carried_forward": false,
  "raum_total": 185856427.0,
  "raum_discretionary": 185856427.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": 0
    },
    "charitable": {
      "raum": 6484438.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 18453157.0,
      "count": 28
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 7916353.0,
      "count": 2,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 149635585.0,
      "count": 25
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 3366894.0,
      "count": 2,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "LA",
    "SC",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161316",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/oak-capital-advisors-161316",
  "display_name": "Oak Capital Advisors",
  "summary": "Oak Capital Advisors is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 25, 2026.",
  "citation": "AdvisorCensus. Oak Capital Advisors (CRD 161316): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Oak Capital Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Oak Capital Advisors reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Oak Capital Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated January 25, 2026 states: Asset-based fee: 0.26% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Oak Capital Advisors registered with the SEC or a state?",
      "a": "Oak Capital Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 161316."
    },
    {
      "q": "How much does Oak Capital Advisors manage?",
      "a": "Oak Capital Advisors reports $185,856,427 in regulatory assets under management in its Form ADV filing dated January 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Oak Capital Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Oak Capital Advisors: Regulatory assets under management: $119,998,403 in the October 2021 data and $185,856,427 in the October 2026 data, up 55%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Oak Capital Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (25); pension and profit sharing plans (but not the plan participants or government pension plans) (2)."
    },
    {
      "q": "Does Oak Capital Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161316"
    },
    {
      "q": "What changed in Oak Capital Advisors' recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $164,981,207 to $185,856,427 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 119998403.0,
      "total_employees": 1,
      "filing_date": "2021-01-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 136686932.0,
      "total_employees": 1,
      "filing_date": "2022-01-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 116870070.0,
      "total_employees": 1,
      "filing_date": "2023-01-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 138271921.0,
      "total_employees": 1,
      "filing_date": "2024-01-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 164981207.0,
      "total_employees": 1,
      "filing_date": "2025-01-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 185856427.0,
      "total_employees": 1,
      "filing_date": "2026-01-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $164,981,207 to $185,856,427 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "0.26% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.26% of assets a year"
        ],
        "quotes": [
          "The fee for services is 0.26% (26 basis points) of the market value of each client account at the end of each calendar quarter (the last business day of March, June, September and December) divided by four."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": null,
          "max": null,
          "rate_pct": 0.26
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The fee for services is 0.26% (26 basis points) of the market value of each client account at the end of each calendar quarter (the last business day of March, June, September and December) divided by four."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/oak-capital-advisors-161316.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 28,
      "fewer_than_5": false,
      "raum": 18453157.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 25,
      "fewer_than_5": false,
      "raum": 149635585.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": true,
      "raum": 7916353.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 6484438.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 3366894.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161316",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}