# Oak Bay Financial, LLC

> Oak Bay Financial, LLC is a state-registered investment advisory firm in Henderson, NV, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 20, 2026.

- CRD: 339012
- Filed as: OAK BAY FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Henderson, NV
- Filing period: October 2026
- Form ADV filing dated: April 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/339012
- AdvisorCensus page: https://advisorcensus.com/firm/oak-bay-financial-llc-henderson-nv-339012

## Quick answers

**How is Oak Bay Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oak Bay Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Oak Bay Financial, LLC located?**
Oak Bay Financial, LLC's principal office is in Henderson, NV, according to its Form ADV.

**Is Oak Bay Financial, LLC registered with the SEC or a state?**
Oak Bay Financial, LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 339012.

**How much does Oak Bay Financial, LLC manage?**
Oak Bay Financial, LLC reports $0 in regulatory assets under management in its Form ADV filing dated April 20, 2026.

**Does Oak Bay Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/339012

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NM, NV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oak Bay Financial, LLC (CRD 339012): Form ADV filing data as of October 2026.