# Oak & Reed Capital Management, LLC

> Oak & Reed Capital Management, LLC is a state-registered investment advisory firm in Brooklyn, NY, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 14, 2022.

- CRD: 158867
- Filed as: OAK & REED CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brooklyn, NY
- Filing period: October 2026
- Form ADV filing dated: June 14, 2022
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/158867
- AdvisorCensus page: https://advisorcensus.com/firm/oak-and-reed-capital-management-llc-brooklyn-ny-158867

## Quick answers

**How is Oak & Reed Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Oak & Reed Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Oak & Reed Capital Management, LLC located?**
Oak & Reed Capital Management, LLC's principal office is in Brooklyn, NY, according to its Form ADV.

**Is Oak & Reed Capital Management, LLC registered with the SEC or a state?**
Oak & Reed Capital Management, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 158867.

**How much does Oak & Reed Capital Management, LLC manage?**
Oak & Reed Capital Management, LLC reports $19,000,000 in regulatory assets under management in its Form ADV filing dated June 14, 2022 (89% discretionary).

**What types of clients does Oak & Reed Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (7).

**Does Oak & Reed Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/158867

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $19,000,000
- Discretionary: $17,000,000
- Non-discretionary: $2,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $4,500,000 |
| High net worth individuals | 16 | $10,000,000 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,500,000 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $2,000,000 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2012 (13 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Oak & Reed Capital Management, LLC (CRD 158867): Form ADV filing data as of October 2026.