{
  "crd_number": 317559,
  "slug": "oac-capital-advisors-llc-317559",
  "primary_business_name": "OAC CAPITAL ADVISORS LLC",
  "legal_name": "OAC CAPITAL ADVISORS LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-06-16",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-12",
  "carried_forward": false,
  "raum_total": 211993114.0,
  "raum_discretionary": 92437448.0,
  "raum_non_discretionary": 119555666.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 1747384.0,
      "count": 4,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 13533103.0,
      "count": 6
    },
    "corporations_other_businesses": {
      "raum": 196712627.0,
      "count": 21
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "MI"
  ],
  "websites": [
    "https://oacadvisors.com/about/team"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317559",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/oac-capital-advisors-llc-317559",
  "display_name": "OAC Capital Advisors LLC",
  "summary": "OAC Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.",
  "citation": "AdvisorCensus. OAC Capital Advisors LLC (CRD 317559): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is OAC Capital Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), OAC Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "What does OAC Capital Advisors LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 states: Asset-based fee: 0.4% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is OAC Capital Advisors LLC registered with the SEC or a state?",
      "a": "OAC Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 317559."
    },
    {
      "q": "How much does OAC Capital Advisors LLC manage?",
      "a": "OAC Capital Advisors LLC reports $211,993,114 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (44% discretionary)."
    },
    {
      "q": "How have OAC Capital Advisors LLC's assets and staff changed since 2023?",
      "a": "In the Form ADV data for OAC Capital Advisors LLC: Regulatory assets under management: $114,769,437 in the October 2023 data and $211,993,114 in the October 2026 data, up 85%. Total employees: 4 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does OAC Capital Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (21); high net worth individuals (6); individuals (other than high net worth individuals) (4)."
    },
    {
      "q": "Which custodians does OAC Capital Advisors LLC use?",
      "a": "OAC Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Morgan Stanley and Pershing LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does OAC Capital Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317559"
    },
    {
      "q": "Does OAC Capital Advisors LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 says: \"In general, we require a minimum of $1.1 million to open and maintain an advisory account. At our discretion, we may waive this minimum account size.\""
    },
    {
      "q": "What changed in OAC Capital Advisors LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $189,561,049 to $211,993,114 (+12%). Added an office in Cumming, GA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 114769437.0,
      "total_employees": 4,
      "filing_date": "2023-08-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 159845984.0,
      "total_employees": 3,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 189561049.0,
      "total_employees": 4,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 211993114.0,
      "total_employees": 5,
      "filing_date": "2026-03-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 4.",
        "Regulatory assets under management went from $189,561,049 to $211,993,114 (+12%).",
        "Added an office in Cumming, GA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in GA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 12, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.4% to 2% a year",
    "stated_maximum": null,
    "account_minimum": "$1,100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.4% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Our base advisory fee for portfolio management services set at the time you enter into a contract with us and will generally be between 0.4% to 2.0% of the market value of your assets under our management."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we require a minimum of $1.1 million to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
        ]
      }
    ],
    "quotes": [
      "Our base advisory fee for portfolio management services set at the time you enter into a contract with us and will generally be between 0.4% to 2.0% of the market value of your assets under our management.",
      "In general, we require a minimum of $1.1 million to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Morgan Stanley",
      "name_as_filed": "MORGAN STANLEY",
      "affiliated": false
    },
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/oac-capital-advisors-llc-317559.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4,
      "fewer_than_5": true,
      "raum": 1747384.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 6,
      "fewer_than_5": false,
      "raum": 13533103.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 21,
      "fewer_than_5": false,
      "raum": 196712627.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317559",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}