# O'Rourke & Company, Incorporated

> O'Rourke & Company, Incorporated is an SEC-registered investment advisory firm in Boston, MA, registered since 2005, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 6, 2026.

- CRD: 132481
- Filed as: O'ROURKE & COMPANY, INCORPORATED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: July 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/132481
- AdvisorCensus page: https://advisorcensus.com/firm/o-rourke-and-company-incorporated-boston-ma-132481

## Quick answers

**How is O'Rourke & Company, Incorporated compensated?**
On its Form ADV (Item 5.E, October 2026), O'Rourke & Company, Incorporated reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does O'Rourke & Company, Incorporated's brochure say about its fees?**
Its Form ADV Part 2A brochure dated July 6, 2026 states: Asset-based fee: 0.3% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is O'Rourke & Company, Incorporated located?**
O'Rourke & Company, Incorporated's principal office is in Boston, MA, according to its Form ADV.

**Is O'Rourke & Company, Incorporated registered with the SEC or a state?**
O'Rourke & Company, Incorporated is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 132481.

**How much does O'Rourke & Company, Incorporated manage?**
O'Rourke & Company, Incorporated reports $555,070,677 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (99% discretionary).

**How have O'Rourke & Company, Incorporated's assets and staff changed since 2021?**
In the Form ADV data for O'Rourke & Company, Incorporated: Regulatory assets under management: $356,869,485 in the October 2021 data and $555,070,677 in the October 2026 data, up 56%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does O'Rourke & Company, Incorporated serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (494); individuals (other than high net worth individuals) (86).

**Which custodians does O'Rourke & Company, Incorporated use?**
O'Rourke & Company, Incorporated's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does O'Rourke & Company, Incorporated report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132481

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 6, 2026)

- Asset-based fee: 0.3% to 1% a year (a range, as the brochure states it)

> The annual fee for investment supervisory or management services is a percentage of the client's assets under the firm's management, ranging from 0.30% to 1.00%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $555,070,677
- Discretionary: $550,049,678
- Non-discretionary: $5,020,999

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 86 | $83,369,979 |
| High net worth individuals | 494 | $456,004,604 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $15,696,094 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2005 (21 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, NH, NY, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $356,869,485 | 4 | December 23, 2020 |
| October 2022 | $452,191,932 | 4 | December 22, 2021 |
| October 2023 | $364,754,190 | 4 | February 1, 2023 |
| October 2024 | $412,103,007 | 4 | December 15, 2023 |
| October 2025 | $518,068,961 | 4 | December 4, 2024 |
| October 2026 | $555,070,677 | 4 | July 6, 2026 |

Regulatory assets under management: $356,869,485 in the October 2021 data and $555,070,677 in the October 2026 data, up 56%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. O'Rourke & Company, Incorporated (CRD 132481): Form ADV filing data as of October 2026.