# O'Neill Financial Management, Inc.

> O'Neill Financial Management, Inc. is a state-registered investment advisory firm in Lake Forest, CA, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 283273
- Filed as: O'NEILL FINANCIAL MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lake Forest, CA
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/283273
- AdvisorCensus page: https://advisorcensus.com/firm/o-neill-financial-management-inc-lake-forest-ca-283273

## Quick answers

**How is O'Neill Financial Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), O'Neill Financial Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is O'Neill Financial Management, Inc. located?**
O'Neill Financial Management, Inc.'s principal office is in Lake Forest, CA, according to its Form ADV.

**Is O'Neill Financial Management, Inc. registered with the SEC or a state?**
O'Neill Financial Management, Inc. is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 283273.

**How much does O'Neill Financial Management, Inc. manage?**
O'Neill Financial Management, Inc. reports $86,746,775 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (0% discretionary).

**What types of clients does O'Neill Financial Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (16); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does O'Neill Financial Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/283273

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $86,746,775
- Discretionary: $0
- Non-discretionary: $86,746,775

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $24,351,697 |
| High net worth individuals | 16 | $45,605,959 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $13,788,812 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,000,307 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- oneillfm.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. O'Neill Financial Management, Inc. (CRD 283273): Form ADV filing data as of October 2026.