# O'Neil Global Advisors, Inc.

> O'Neil Global Advisors, Inc. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.

- CRD: 308150
- Filed as: O'NEIL GLOBAL ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: May 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/308150
- AdvisorCensus page: https://advisorcensus.com/firm/o-neil-global-advisors-inc-los-angeles-ca-308150

## Quick answers

**How is O'Neil Global Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), O'Neil Global Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is O'Neil Global Advisors, Inc. located?**
O'Neil Global Advisors, Inc.'s principal office is in Los Angeles, CA, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is O'Neil Global Advisors, Inc. registered with the SEC or a state?**
O'Neil Global Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 308150.

**How much does O'Neil Global Advisors, Inc. manage?**
O'Neil Global Advisors, Inc. reports $401,920,000 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary).

**How have O'Neil Global Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for O'Neil Global Advisors, Inc.: Regulatory assets under management: $364,483,000 in the October 2021 data and $401,920,000 in the October 2026 data, up 10%. Total employees: 41 in October 2021 and 40 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does O'Neil Global Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (8); pooled investment vehicles (other than investment companies and business development companies) (2); charitable organizations (1).

**Which custodians does O'Neil Global Advisors, Inc. use?**
O'Neil Global Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc. and Interactive Brokers Corp. as custodians holding 10% or more of its separately managed account assets.

**Does O'Neil Global Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/308150

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- BofA Securities, Inc.
- Interactive Brokers Corp.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $401,920,000
- Discretionary: $401,920,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $41,567,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 1 | $37,209,000 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 8 | $323,144,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (5 years)
- Employees: 40 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- [oneilglobaladvisors.com/about-us](https://oneilglobaladvisors.com/about-us)
- LinkedIn @o-neil-global-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $364,483,000 | 41 | March 26, 2021 |
| October 2022 | $417,383,000 | 45 | March 24, 2022 |
| October 2023 | $294,009,000 | 42 | June 7, 2023 |
| October 2024 | $380,786,000 | 43 | August 12, 2024 |
| October 2025 | $367,700,000 | 34 | April 30, 2025 |
| October 2026 | $401,920,000 | 40 | May 4, 2026 |

Regulatory assets under management: $364,483,000 in the October 2021 data and $401,920,000 in the October 2026 data, up 10%.
Total employees: 41 in October 2021 and 40 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. O'Neil Global Advisors, Inc. (CRD 308150): Form ADV filing data as of October 2026.