# O'Keefe Stevens Advisory, Inc.

> O'Keefe Stevens Advisory, Inc. is an SEC-registered investment advisory firm, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 286338
- Filed as: O'KEEFE STEVENS ADVISORY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286338
- AdvisorCensus page: https://advisorcensus.com/firm/o-keefe-stevens-advisory-inc-286338

## Quick answers

**How is O'Keefe Stevens Advisory, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), O'Keefe Stevens Advisory, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does O'Keefe Stevens Advisory, Inc. charge?**
Its Form ADV Part 2A brochure dated July 31, 2026 states: Flat fee: $500 to $5,000 a year (financial planning services); Hourly rate: $250 an hour (Consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is O'Keefe Stevens Advisory, Inc. registered with the SEC or a state?**
O'Keefe Stevens Advisory, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286338.

**How much does O'Keefe Stevens Advisory, Inc. manage?**
O'Keefe Stevens Advisory, Inc. reports $585,621,482 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (100% discretionary).

**How have O'Keefe Stevens Advisory, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for O'Keefe Stevens Advisory, Inc.: Regulatory assets under management: $191,825,040 in the October 2021 data and $585,621,482 in the October 2026 data, up 205%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does O'Keefe Stevens Advisory, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (200); high net worth individuals (157).

**Which custodians does O'Keefe Stevens Advisory, Inc. use?**
O'Keefe Stevens Advisory, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does O'Keefe Stevens Advisory, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286338

**Does O'Keefe Stevens Advisory, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated July 31, 2026 says: "OSA does not require a minimum account size to engage a new client or retain an existing client."

**What changed in O'Keefe Stevens Advisory, Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $424,909,116 to $585,621,482 (+38%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 31, 2026)

- Account minimum: None

> OSA does not require a minimum account size to engage a new client or retain an existing client.

- Flat fee: $500 to $5,000 a year (financial planning services)

> For financial planning services, the fee assessed may be either a fixed one-time fee or a recurring annual fee within a range of $500 to $5000, depending upon specific needs defined by the client.

- Hourly rate: $250 an hour (Consulting services)

> Clients are billed on an hourly fee basis at the Firm’s standard rate of $250 per hour, in fifteen (15) minute increments.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $585,621,482
- Discretionary: $585,621,482
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 200 | $74,658,244 |
| High net worth individuals | 157 | $510,963,238 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DC, FL, GA, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- okeefestevens.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $191,825,040 | 6 | April 1, 2021 |
| October 2022 | $261,925,654 | 8 | July 5, 2022 |
| October 2023 | $215,815,166 | 6 | July 3, 2023 |
| October 2024 | $323,144,360 | 8 | August 12, 2024 |
| October 2025 | $424,909,116 | 7 | July 1, 2025 |
| October 2026 | $585,621,482 | 9 | July 31, 2026 |

Regulatory assets under management: $191,825,040 in the October 2021 data and $585,621,482 in the October 2026 data, up 205%.
Total employees: 6 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $424,909,116 to $585,621,482 (+38%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. O'Keefe Stevens Advisory, Inc. (CRD 286338): Form ADV filing data as of October 2026.