# O'Connor Financial Group LLC

> O'Connor Financial Group LLC is an SEC-registered investment advisory firm in Quincy, IL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 168636
- Filed as: O'CONNOR FINANCIAL GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Quincy, IL
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168636
- AdvisorCensus page: https://advisorcensus.com/firm/o-connor-financial-group-llc-quincy-il-168636

## Quick answers

**How is O'Connor Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), O'Connor Financial Group LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does O'Connor Financial Group LLC charge?**
Its Form ADV Part 2A brochure dated May 14, 2026 states: Subscription: $100 to $1,000 a month (recurring financial planning fee); Flat fee: $250 to $5,000 (tax preparation and filing services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is O'Connor Financial Group LLC located?**
O'Connor Financial Group LLC's principal office is in Quincy, IL, according to its Form ADV.

**Is O'Connor Financial Group LLC registered with the SEC or a state?**
O'Connor Financial Group LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 168636.

**How much does O'Connor Financial Group LLC manage?**
O'Connor Financial Group LLC reports $275,258,000 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (99% discretionary).

**How have O'Connor Financial Group LLC's assets and staff changed since 2022?**
In the Form ADV data for O'Connor Financial Group LLC: Regulatory assets under management: $107,511,777 in the October 2022 data and $275,258,000 in the October 2026 data, up 156%. Total employees: 4 in October 2022 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does O'Connor Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (305); high net worth individuals (50).

**Which custodians does O'Connor Financial Group LLC use?**
O'Connor Financial Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does O'Connor Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168636

**What changed in O'Connor Financial Group LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 3 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 14, 2026)

- Subscription: $100 to $1,000 a month (recurring financial planning fee)

> The one-time initial financial planning fee is typically $1,500 and the recurring monthly financial planning fee typically ranges between $100 to $1,000 per month

- Flat fee: $250 to $5,000 (tax preparation and filing services)

> an additional one-time flat fee shall apply in consideration of each tax year for which a federal and state income tax return are prepared and filed. The flat fee typically ranges from $250 - $5,000

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $275,258,000
- Discretionary: $271,735,000
- Non-discretionary: $3,523,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 305 | $151,783,000 |
| High net worth individuals | 50 | $122,977,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $498,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IA, IL, IN, MO, NE, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [oconnorfinancial.group](https://oconnorfinancial.group)
- Facebook @oconnorfinancialgroup
- LinkedIn @19113787
- X @OConnorWealth
- YouTube @UCajA-U3upnSkDfvaazv6YPw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $107,511,777 | 4 | August 4, 2022 |
| October 2023 | $158,144,135 | 5 | March 28, 2023 |
| October 2024 | $202,347,216 | 6 | June 25, 2024 |
| October 2025 | $235,125,443 | 5 | June 20, 2025 |
| October 2026 | $275,258,000 | 7 | September 14, 2026 |

Regulatory assets under management: $107,511,777 in the October 2022 data and $275,258,000 in the October 2026 data, up 156%.
Total employees: 4 in October 2022 and 7 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 3 to 4.

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $235,125,443 to $275,258,000 (+17%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. O'Connor Financial Group LLC (CRD 168636): Form ADV filing data as of October 2026.