# O'Connor Financial Group, LLC

> O'Connor Financial Group, LLC is a state-registered investment advisory firm, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 156164
- Filed as: O'CONNOR FINANCIAL GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Michigan
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/156164
- AdvisorCensus page: https://advisorcensus.com/firm/o-connor-financial-group-llc-156164

## Quick answers

**How is O'Connor Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), O'Connor Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions.

**Is O'Connor Financial Group, LLC registered with the SEC or a state?**
O'Connor Financial Group, LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 156164.

**How much does O'Connor Financial Group, LLC manage?**
O'Connor Financial Group, LLC reports $82,932,137 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (98% discretionary).

**What types of clients does O'Connor Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (237); high net worth individuals (34); corporations or other businesses not listed above (2).

**Does O'Connor Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/156164

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $82,932,137
- Discretionary: $81,410,256
- Non-discretionary: $1,521,881

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 237 | $10,292,339 |
| High net worth individuals | 34 | $58,729,696 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $3,141,230 |
| Charitable organizations | 1 | $289,647 |
| Corporations or other businesses not listed above | 2 | $10,479,225 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @chuck-o-connor-1ba8a111

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. O'Connor Financial Group, LLC (CRD 156164): Form ADV filing data as of October 2026.