{
  "crd_number": 136100,
  "slug": "o-brien-capital-management-inc-nyack-ny-136100",
  "primary_business_name": "O'BRIEN CAPITAL MANAGEMENT, INC.",
  "legal_name": "O'BRIEN CAPITAL MANAGEMENT, INC.",
  "dbas": [],
  "city": "Nyack",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-04-29",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 40600000.0,
  "raum_discretionary": 40600000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 12500000.0,
      "count": 28
    },
    "high_net_worth_individuals": {
      "raum": 28100000.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY",
    "TX"
  ],
  "websites": [
    "https://obriencm.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136100",
  "city_as_filed": "NYACK",
  "url": "https://advisorcensus.com/firm/o-brien-capital-management-inc-nyack-ny-136100",
  "display_name": "O'Brien Capital Management, Inc.",
  "summary": "O'Brien Capital Management, Inc. is an SEC-registered investment advisory firm in Nyack, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. O'Brien Capital Management, Inc. (CRD 136100): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is O'Brien Capital Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), O'Brien Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does O'Brien Capital Management, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $300 an hour; Flat fee: $500 to $3,000. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is O'Brien Capital Management, Inc. located?",
      "a": "O'Brien Capital Management, Inc.'s principal office is in Nyack, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is O'Brien Capital Management, Inc. registered with the SEC or a state?",
      "a": "O'Brien Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 136100."
    },
    {
      "q": "How much does O'Brien Capital Management, Inc. manage?",
      "a": "O'Brien Capital Management, Inc. reports $40,600,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have O'Brien Capital Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for O'Brien Capital Management, Inc.: Regulatory assets under management: $27,651,000 in the October 2021 data and $40,600,000 in the October 2026 data, up 47%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does O'Brien Capital Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (15)."
    },
    {
      "q": "Which custodians does O'Brien Capital Management, Inc. use?",
      "a": "O'Brien Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does O'Brien Capital Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136100"
    },
    {
      "q": "Does O'Brien Capital Management, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"OCM generally imposes a minimum of $300,000 of assets under management for new clients; however, OCM reserves the right and the sole discretion to waive this minimum under certain circumstances.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 27651000.0,
      "total_employees": 1,
      "filing_date": "2021-05-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 29638784.0,
      "total_employees": 1,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 27950822.0,
      "total_employees": 1,
      "filing_date": "2023-03-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 32860290.0,
      "total_employees": 1,
      "filing_date": "2024-03-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 37187838.0,
      "total_employees": 1,
      "filing_date": "2025-03-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 40600000.0,
      "total_employees": 1,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$300,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $300 an hour",
      "Flat fee: $500 to $3,000"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $300,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "OCM generally imposes a minimum of $300,000 of assets under management for new clients; however, OCM reserves the right and the sole discretion to waive this minimum under certain circumstances."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour"
        ],
        "quotes": [
          "The fee for hourly service is $300 per hour."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $3,000"
        ],
        "quotes": [
          "Flat Fees. OCM may render services on a flat fee basis. Flat fees will range from $500 - $3,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 300000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 3000.0,
          "period": "one_time",
          "service": "services"
        }
      ]
    },
    "quotes": [
      "OCM generally imposes a minimum of $300,000 of assets under management for new clients; however, OCM reserves the right and the sole discretion to waive this minimum under certain circumstances.",
      "The fee for hourly service is $300 per hour.",
      "Flat Fees. OCM may render services on a flat fee basis. Flat fees will range from $500 - $3,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/o-brien-capital-management-inc-nyack-ny-136100.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 28,
      "fewer_than_5": false,
      "raum": 12500000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 15,
      "fewer_than_5": false,
      "raum": 28100000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136100",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}