# O Asset Management LLC

> O Asset Management LLC is an SEC-registered investment advisory firm in Fairport, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 336682
- Filed as: O ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fairport, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336682
- AdvisorCensus page: https://advisorcensus.com/firm/o-asset-management-llc-fairport-ny-336682

## Quick answers

**How is O Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), O Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is O Asset Management LLC located?**
O Asset Management LLC's principal office is in Fairport, NY, according to its Form ADV.

**Is O Asset Management LLC registered with the SEC or a state?**
O Asset Management LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336682.

**How much does O Asset Management LLC manage?**
O Asset Management LLC reports $76,192,940 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have O Asset Management LLC's assets and staff changed since 2025?**
In the Form ADV data for O Asset Management LLC: Regulatory assets under management: $16,000,000 in the October 2025 data and $76,192,940 in the October 2026 data, up 376%. Total employees: 10 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does O Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does O Asset Management LLC use?**
O Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Goldman Sachs Bank, N.A. and Stifel, Nicolaus & Company, Incorporated as custodians holding 10% or more of its separately managed account assets.

**Does O Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336682

**What changed in O Asset Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 11.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Goldman Sachs Bank, N.A.
- Stifel, Nicolaus & Company, Incorporated

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $76,192,940
- Discretionary: $76,192,940
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $53,236,727 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $22,956,213 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 11 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- oamquant.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $16,000,000 | 10 | May 27, 2025 |
| October 2026 | $76,192,940 | 11 | March 31, 2026 |

Regulatory assets under management: $16,000,000 in the October 2025 data and $76,192,940 in the October 2026 data, up 376%.
Total employees: 10 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 11.

### December 2025
- Regulatory assets under management went from $16,000,000 to $73,932,285 (+362%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. O Asset Management LLC (CRD 336682): Form ADV filing data as of October 2026.