# NYL Investors LLC

> NYL Investors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 6, 2026.

- CRD: 169553
- Filed as: NYL INVESTORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169553
- AdvisorCensus page: https://advisorcensus.com/firm/nyl-investors-llc-new-york-ny-169553

## Quick answers

**How is NYL Investors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), NYL Investors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is NYL Investors LLC located?**
NYL Investors LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 6 other offices (Schedule D, Section 1.F).

**Is NYL Investors LLC registered with the SEC or a state?**
NYL Investors LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169553.

**How much does NYL Investors LLC manage?**
NYL Investors LLC reports $329,199,595,529 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (100% discretionary).

**How have NYL Investors LLC's assets and staff changed since 2021?**
In the Form ADV data for NYL Investors LLC: Regulatory assets under management: $268,952,440,050 in the October 2021 data and $329,199,595,529 in the October 2026 data, up 22%. Total employees: 301 in October 2021 and 301 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does NYL Investors LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (14); pooled investment vehicles (other than investment companies and business development companies) (11); investment companies (9).

**Which custodians does NYL Investors LLC use?**
NYL Investors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan Chase Bank, N.A. and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.

**Does NYL Investors LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169553

**What changed in NYL Investors LLC's recent Form ADV filings?**
In the April 2026 filing data: Its Item 11 disclosure answers changed. Changed its office addresses in Chicago, IL. Changed its office addresses in Dallas, TX. Changed its office addresses in London. Registered or notice-filed in IA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- JPMorgan Chase Bank, N.A.
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $329,199,595,529
- Discretionary: $328,074,248,110
- Non-discretionary: $1,125,347,419

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 9 | $5,807,751,591 |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $4,261,985,391 |
| Charitable organizations | Fewer than 5 | $74,062,324 |
| Insurance companies | 14 | $318,720,022,200 |
| Corporations or other businesses not listed above | Fewer than 5 | $9,451,685 |
| Other | Fewer than 5 | $326,322,338 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (12 years)
- Employees: 301 total, 189 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, DE, GA, IA, IL, NJ, NY, OK, PA, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169553

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Atlanta, GA
- Chicago, IL
- Dallas, TX
- Lebanon, NJ
- London
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- [newyorklifeinvestments.com/who-we-are/our-global-boutiques/nyl-investors](https://newyorklifeinvestments.com/who-we-are/our-global-boutiques/nyl-investors)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $268,952,440,050 | 301 | March 31, 2021 |
| October 2022 | $277,176,221,883 | 297 | May 9, 2022 |
| October 2023 | $291,885,443,528 | 307 | July 5, 2023 |
| October 2024 | $300,897,738,311 | 312 | March 28, 2024 |
| October 2025 | $312,155,849,243 | 304 | July 10, 2025 |
| October 2026 | $329,199,595,529 | 301 | August 6, 2026 |

Regulatory assets under management: $268,952,440,050 in the October 2021 data and $329,199,595,529 in the October 2026 data, up 22%.
Total employees: 301 in October 2021 and 301 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Its Item 11 disclosure answers changed.
- Changed its office addresses in Chicago, IL.
- Changed its office addresses in Dallas, TX.
- Changed its office addresses in London.
- Registered or notice-filed in IA.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. NYL Investors LLC (CRD 169553): Form ADV filing data as of October 2026.