{
  "crd_number": 169553,
  "slug": "nyl-investors-llc-new-york-ny-169553",
  "primary_business_name": "NYL INVESTORS LLC",
  "legal_name": "NYL INVESTORS LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-11-21",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-08-06",
  "carried_forward": false,
  "raum_total": 329199595529.0,
  "raum_discretionary": 328074248110.0,
  "raum_non_discretionary": 1125347419.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 301,
  "advisory_employees": 189,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 326322338.0,
      "count": null,
      "description": "POOLED INVESTMENT VEHICLE",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 74062324.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 318720022200.0,
      "count": 14
    },
    "investment_companies": {
      "raum": 5807751591.0,
      "count": 9
    },
    "pooled_investment_vehicles": {
      "raum": 4261985391.0,
      "count": 11
    },
    "corporations_other_businesses": {
      "raum": 9451685.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AZ",
    "CA",
    "DE",
    "GA",
    "IA",
    "IL",
    "NJ",
    "NY",
    "OK",
    "PA",
    "TX"
  ],
  "websites": [
    "https://newyorklifeinvestments.com/who-we-are/our-global-boutiques/nyl-investors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169553",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/nyl-investors-llc-new-york-ny-169553",
  "display_name": "NYL Investors LLC",
  "summary": "NYL Investors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 6, 2026.",
  "citation": "AdvisorCensus. NYL Investors LLC (CRD 169553): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is NYL Investors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), NYL Investors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is NYL Investors LLC located?",
      "a": "NYL Investors LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 6 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is NYL Investors LLC registered with the SEC or a state?",
      "a": "NYL Investors LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169553."
    },
    {
      "q": "How much does NYL Investors LLC manage?",
      "a": "NYL Investors LLC reports $329,199,595,529 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (100% discretionary)."
    },
    {
      "q": "How have NYL Investors LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for NYL Investors LLC: Regulatory assets under management: $268,952,440,050 in the October 2021 data and $329,199,595,529 in the October 2026 data, up 22%. Total employees: 301 in October 2021 and 301 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does NYL Investors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: insurance companies (14); pooled investment vehicles (other than investment companies and business development companies) (11); investment companies (9)."
    },
    {
      "q": "Which custodians does NYL Investors LLC use?",
      "a": "NYL Investors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan Chase Bank, N.A. and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does NYL Investors LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169553"
    },
    {
      "q": "What changed in NYL Investors LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Its Item 11 disclosure answers changed. Changed its office addresses in Chicago, IL. Changed its office addresses in Dallas, TX. Changed its office addresses in London. Registered or notice-filed in IA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 268952440050.0,
      "total_employees": 301,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 277176221883.0,
      "total_employees": 297,
      "filing_date": "2022-05-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 291885443528.0,
      "total_employees": 307,
      "filing_date": "2023-07-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 300897738311.0,
      "total_employees": 312,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 312155849243.0,
      "total_employees": 304,
      "filing_date": "2025-07-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 329199595529.0,
      "total_employees": 301,
      "filing_date": "2026-08-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Its Item 11 disclosure answers changed.",
        "Changed its office addresses in Chicago, IL.",
        "Changed its office addresses in Dallas, TX.",
        "Changed its office addresses in London.",
        "Registered or notice-filed in IA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "JPMorgan Chase Bank, N.A.",
      "name_as_filed": "JPMORGAN CHASE BANK, N.A.",
      "affiliated": false
    },
    {
      "name": "The Bank of New York Mellon",
      "name_as_filed": "THE BANK OF NEW YORK MELLON",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/nyl-investors-llc-new-york-ny-169553.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 9,
      "fewer_than_5": false,
      "raum": 5807751591.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 4261985391.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 74062324.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 14,
      "fewer_than_5": false,
      "raum": 318720022200.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 9451685.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 326322338.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169553",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}