{ "crd_number": 172022, "slug": "numerixs-investment-technologies-inc-chandler-az-172022", "primary_business_name": "NUMERIXS INVESTMENT TECHNOLOGIES INC", "legal_name": "NUMERIXS INVESTMENT TECHNOLOGIES INC", "dbas": [ "NUMERIXSQUANT" ], "city": "Chandler", "state": "AZ", "country": "United States", "cbsa_code": "38060", "metro": { "cbsa_code": "38060", "common_name": "Phoenix", "msa_name": "Phoenix-Mesa-Chandler, AZ", "path": "/advisors/az/phoenix" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-08-05", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-07-23", "carried_forward": false, "raum_total": 400000000.0, "raum_discretionary": 400000000.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 400000000.0, "count": 2 } }, "compensation_types": [ "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "DE" ], "websites": [ "https://linkedin.com/company/numerixs", "https://numerixsquant.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172022", "city_as_filed": "CHANDLER", "url": "https://advisorcensus.com/firm/numerixs-investment-technologies-inc-chandler-az-172022", "display_name": "Numerixs Investment Technologies Inc", "summary": "Numerixs Investment Technologies Inc is an SEC-registered investment advisory firm in Chandler, AZ, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 23, 2026.", "citation": "AdvisorCensus. Numerixs Investment Technologies Inc (CRD 172022): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Numerixs Investment Technologies Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Numerixs Investment Technologies Inc reports these compensation arrangements: performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Numerixs Investment Technologies Inc located?", "a": "Numerixs Investment Technologies Inc's principal office is in Chandler, AZ, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Numerixs Investment Technologies Inc registered with the SEC or a state?", "a": "Numerixs Investment Technologies Inc is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 172022." }, { "q": "How much does Numerixs Investment Technologies Inc manage?", "a": "Numerixs Investment Technologies Inc reports $400,000,000 in regulatory assets under management in its Form ADV filing dated July 23, 2026 (100% discretionary)." }, { "q": "What types of clients does Numerixs Investment Technologies Inc serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2)." }, { "q": "Does Numerixs Investment Technologies Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172022" }, { "q": "What changed in Numerixs Investment Technologies Inc's recent Form ADV filings?", "a": "In the August 2026 filing data: Added the business name Numerixsquant. Added an office in Vancouver. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-03-04" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-09-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-03-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2024-02-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2025-03-05" }, { "period": "2026-10-01", "regulatory_assets_under_management": 400000000.0, "total_employees": 5, "filing_date": "2026-07-23" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Added the business name Numerixsquant.", "Added an office in Vancouver.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/numerixs-investment-technologies-inc-chandler-az-172022.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 400000000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/172022", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }